Role at Eagle Capital Management
- Title on Schedule A
- Chief Executive Officer
- Control
- Michael Falcon is a control person of Eagle Capital Management.
- Ownership
- The filed direct ownership band is 5% to 10%.
- Tenure
- Michael Falcon has held the filed role since April 2023.
The firm
Form ADV filed 10 September 2026
Career on record
- Passed Series 63 · 2024
- Passed Series 99TO · 2023
- Passed SIE · 2018
- Passed Series 24 · 2013
- Passed Series 7 · 2012
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsPennington, NJ · Adviser representative · Firm CRD 7691
- Passed Series 66 · 2005
Registrations and exams
Broker registration; no current adviser registration. Michael Falcon has passed 6 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 2024 |
| Series 66 | Uniform Combined State Law Examination | 30 March 2005 |
| Series 24 | General Securities Principal Examination | 15 February 2013 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 8 March 2012 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Michael I Falcon
- CRD
- 4657609
- Registration status
- Broker registration; no current adviser registration
- Firm bio
- eaglecap.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Eagle lists Michael Falcon as Chief Executive Officer. Official firm biography/team page
Common questions
Where does Michael Falcon work?
Michael Falcon has been Chief Executive Officer of Eagle Capital Management LLC since April 2023, and is a control person of the firm.
Does Michael Falcon have a current investment-adviser registration?
Michael Falcon has a current broker registration and no current investment-adviser registration, as of 18 October 2026.
What exams has Michael Falcon passed?
Michael Falcon has passed 6 licensing exams: the Series 66, Series 7, Series 24, SIE, Series 99TO and Series 63. The earliest, the Series 66, was passed in March 2005.
Where was Michael Falcon previously registered as an investment adviser?
Michael Falcon has past investment-adviser registrations through Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2005 to May 2008, across 1 firm.
Leadership at Eagle Capital Management
- Eric BalabanChief Financial Officer
- Richard Robie IIIChief Operating Officer
- Mark RobertsonGeneral Counsel and Chief Compliance Officer
- Ravenel Curry IIIChairman, Co-Chief Investment Officer, and Founder
- Alec HenryManaging Chief Investment Officer
- Adrian MeliCo-Chief Investment Officer