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Mark Robertson

General Counsel and Chief Compliance Officer at Eagle Capital Management

Officer record from the firm’s Form ADVForm ADV filed 10 September 2026

Mark Robertson is General Counsel and Chief Compliance Officer of Eagle Capital Management LLC, a New York investment adviser.

Role at Eagle Capital Management

Title on Schedule A
General Counsel and Chief Compliance Officer
Control
Mark Robertson is a control person of Eagle Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Mark Robertson has held the filed role since May 2016.

The firm

Eagle Capital Management LLC
New York, NY

Form ADV filed 10 September 2026

$35.8B AUM2,279 clients12 advisers2 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Mark Robertson is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Mark Robertson
CRD
5154855
Firm
Eagle Capital Management LLC
Record basis
Form ADV officer listing
Firm bio
eaglecap.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Eagle lists Mark Robertson as General Counsel and Chief Compliance Officer. Official firm biography/team page

Common questions

Where does Mark Robertson work?

Mark Robertson has been General Counsel and Chief Compliance Officer of Eagle Capital Management LLC since May 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 10 September 2026

Leadership at Eagle Capital Management

Sources

  1. IAPD individual lookup, CRD 5154855. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Eagle Capital Management LLC, filed 10 September 2026. Title, control and ownership bands.
  3. Eagle Capital Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mark Robertson or Eagle Capital Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.