Role at UBS Financial Services
- Title on Schedule A
- President
- Control
- Michael Camacho is a control person of UBS Financial Services.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Michael Camacho has held the filed role since September 2024.
The firm
Form ADV filed 25 August 2026
Career on record
- Passed Series 57TO · 2025
- Passed Series 10, Series 79TO and Series 52TO · 2023
- Passed Series 3 and SIE · 2018
- Passed Series 24 · 2005
- Passed Series 7 and Series 63 · 1997
Registrations and exams
Broker registration; no current adviser registration. Michael Camacho has passed 9 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 28 October 1997 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 22 September 2005 |
| Series 57TO | Securities Trader Exam | 28 March 2025 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 3 | National Commodity Futures Examination | 20 June 2018 |
| Series 7 | General Securities Representative Examination | 24 July 1997 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Securities Trader Exam
- Name
- Investment Banking Registered Representative Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Michael Alan Camacho
- CRD
- 2907298
- Registration status
- Broker registration; no current adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Michael Camacho work?
Michael Camacho has been President of UBS Financial Services Inc. since September 2024, and is a control person of the firm.
Does Michael Camacho have a current investment-adviser registration?
Michael Camacho has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Michael Camacho passed?
Michael Camacho has passed 9 licensing exams: the Series 7, Series 63, Series 24, Series 3, SIE, Series 10, Series 79TO, Series 52TO and Series 57TO. The earliest, the Series 7, was passed in July 1997.
Leadership at UBS Financial Services
- Lisa M. FrancomanoChief Compliance Officer for the Advisory Business
- Lauren MunfaChief Compliance Officer
- Ralph MattonePrincipal Financial Officer
- Peter MozerManaging Director
- Kiye SakaiGeneral Counsel
- Joseph SommaPrincipal Operations Officer