Michael Bergines has been an investment adviser representative at Prospero Wealth since March 2025, and is not listed among the firm’s executive officers or direct owners.
Prospero Wealth, LLC is a firm with $111M under management, 87 clients and 7 advisers in one office, as of its September 2026 filing.
Michael Bergines is an advisor at Prospero Wealth. He has over 25 years of finance and risk management experience with firms such as eBay and PayPal, as well as at VC- and PE-backed companies in Silicon Valley.
Michael Bergines’ longest registration is the current one, 1 year at Prospero Wealth since 2025. Before joining Prospero Wealth in 2025, Michael Bergines was registered through Copilot Financial.
- Prospero Wealth, LLCCurrent– present · 1 yearSan Jose, CA · Adviser representative · Firm CRD 289966
- Copilot Financial– · 1 yearSan Jose, CA · Adviser representative · Firm CRD 153493
Investment adviser representative registrations
Michael Bergines is registered as an investment adviser representative in California, since March 2025.
- CaliforniaSince 6 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 February 2025 |
| Series 3 | National Commodity Futures Examination | 21 November 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 November 1997 |
| Series 7 | General Securities Representative Examination | 16 October 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael William Bergines
- CRD
- 2936808
- Firm
- Prospero Wealth · CRD 289966
- Office
- San Jose, CA
- Registration
- Investment adviser registration
- In the industry since
- June 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prosperowealth.com
Where does Michael Bergines work?
Michael Bergines is an investment adviser representative registered through Prospero Wealth, LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Michael Bergines a financial advisor?
Yes. Michael Bergines has a current investment-adviser registration in California, through Prospero Wealth since March 2025.
How many years of experience does Michael Bergines have?
Michael Bergines has 4 years in the financial industry, since June 2022, across 2 adviser firms.
What exams has Michael Bergines passed?
Michael Bergines has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in October 1997.
Where did Michael Bergines work before Prospero Wealth?
Before Prospero Wealth, Michael Bergines was registered through Copilot Financial, May 2010 to August 2011.
Where is Michael Bergines based?
Michael Bergines’ registered office is in San Jose, CA.
Is Michael Bergines registered with FINRA?
No. Michael Bergines has no current broker registration.
How can I verify Michael Bergines’ record?
Search CRD 2936808 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Bergines’ full registration record.