Eric Franklin has been CCO / Managing Principal of Prospero Wealth since July 2017, is a control person of the firm and directly owns 75% or more of it.
Prospero Wealth, LLC is a firm with $111M under management, 87 clients and 7 advisers in one office, as of its September 2026 filing.
Eric Franklin is Managing Principal of Prospero Wealth, where he is a co-founder and advisor. He has 23 years of tech experience at Amazon and various startups.
- Prospero Wealth, LLCCurrent– present · 8 yearsSeattle, WA · Adviser representative · Firm CRD 289966
Professional designations
Listed by Prospero Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Eric Franklin is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2018; the most recent is Texas, in August 2022.
- TexasResidentSince 24 August 2022
- WashingtonSince 26 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 August 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Eric Michael Franklin
- CRD
- 6885992
- Firm
- Prospero Wealth · CRD 289966
- Role
- CCO / Managing Principal
- Office
- Seattle, WA
- Registration
- Investment adviser registration
- In the industry since
- April 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prosperowealth.com
Where does Eric Franklin work?
Eric Franklin has been CCO / Managing Principal of Prospero Wealth, LLC since July 2017, and is a control person of the firm.
Is Eric Franklin a financial advisor?
Yes. Eric Franklin has a current investment-adviser registration in Texas and Washington, through Prospero Wealth since April 2018.
How many years of experience does Eric Franklin have?
Eric Franklin has 8 years in the financial industry, since April 2018, across 1 adviser firm.
What exams has Eric Franklin passed?
Eric Franklin passed the Series 65 in August 2017.
Where is Eric Franklin based?
Eric Franklin’s registered office is in Seattle, WA.
Is Eric Franklin registered with FINRA?
No. Eric Franklin has no current broker registration.
Is Eric Franklin a CFP?
Prospero Wealth lists Eric Franklin with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Eric Franklin’s record?
Search CRD 6885992 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Franklin’s full registration record.