Mia Sulak has been an investment adviser representative at Financial & Tax Architects since January 2024, and is not listed among the firm’s executive officers or direct owners.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
- – present · 2 yearsAgoura Hills, CA · Adviser representative · Firm CRD 119169
Investment adviser representative registrations
Mia Sulak is registered as an investment adviser representative in California, since January 2024.
- CaliforniaSince 30 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 January 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Mia Kristina Sulak
- CRD
- 6464577
- Firm
- Financial & Tax Architects · CRD 119169
- Office
- 30101 AGOURA COURT, SUITE 205, Agoura Hills, CA 91301
- Registration
- Investment adviser registration
- In the industry since
- January 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Mia Sulak work?
Mia Sulak is an investment adviser representative registered through Financial & Tax Architects, LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Mia Sulak a financial advisor?
Yes. Mia Sulak has a current investment-adviser registration in California, through Financial & Tax Architects since January 2024.
How many years of experience does Mia Sulak have?
Mia Sulak has 2 years in the financial industry, since January 2024, across 1 adviser firm.
What exams has Mia Sulak passed?
Mia Sulak passed the Series 65 in January 2024.
Where is Mia Sulak based?
Mia Sulak’s registered office is in Agoura Hills, CA.
Is Mia Sulak registered with FINRA?
No. Mia Sulak has no current broker registration.
How can I verify Mia Sulak’s record?
Search CRD 6464577 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mia Sulak’s full registration record.
David BrooksChief Executive Officer
Gordon HaavePresident and Chief Investment Officer- Paul FelschChief Compliance Officer & Legal Counsel