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Maureen Kiefer-Goldenberg

Senior Vice President, Compliance at Mariner

Broker registration; no current adviser registrationSEC record checked 17 October 2026

2
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Maureen Kiefer-Goldenberg is Senior Vice President, Compliance of Mariner, LLC, a Overland Park investment adviser managing $125B. Maureen Kiefer-Goldenberg has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Mariner

Title on Schedule A
Senior Vice President, Compliance
Control
Maureen Kiefer-Goldenberg is not a control person of Mariner.
Ownership
An individual ownership band is not available in the source record.
Tenure
Maureen Kiefer-Goldenberg has held the filed role since November 2022.

The firm

Mariner, LLC
Overland Park, KS

Form ADV filed 5 August 2026

$125B AUM55,512 clients933 advisers129 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 and Series 7TO · 2024
  2. Passed SIE · 2018
  3. Passed Series 63 · 2017
  4. Fund Evaluation Group, LLC
    – · 5 years
    Cincinnati, OH · Adviser representative · Firm CRD 121658
  5. Feg Investors, LLC
    – · 5 years
    Cincinnati, OH · Adviser representative · Firm CRD 146444
  6. Passed Series 7 · 2001

Registrations and exams

Broker registration; no current adviser registration. Maureen Kiefer-Goldenberg has passed 5 qualifying exams.

Examinations

Series 6324 March 2017
Name
Uniform Securities Agent State Law Examination
Series 2415 January 2024
Name
General Securities Principal Examination
Series 7TO15 January 2024
Name
General Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 731 May 2001
Name
General Securities Representative Examination

Individual record

Full name
Maureen Kiefer-Goldenberg
CRD
4211522
Firm
Mariner, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Maureen Kiefer-Goldenberg work?

Maureen Kiefer-Goldenberg has been Senior Vice President, Compliance of Mariner, LLC since November 2022.

Source: Form ADV, Schedule A, filed 5 August 2026

Does Maureen Kiefer-Goldenberg have a current investment-adviser registration?

Maureen Kiefer-Goldenberg has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Maureen Kiefer-Goldenberg passed?

Maureen Kiefer-Goldenberg has passed 5 licensing exams: the Series 7, Series 63, SIE, Series 24 and Series 7TO. The earliest, the Series 7, was passed in May 2001.

Source: IAPD individual record, checked 17 October 2026

Where was Maureen Kiefer-Goldenberg previously registered as an investment adviser?

Maureen Kiefer-Goldenberg has past investment-adviser registrations through Fund Evaluation Group, LLC, February 2011 to April 2016; Feg Investors, LLC, January 2011 to April 2016, across 2 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Mariner

Sources

  1. IAPD individual record, CRD 4211522. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mariner, LLC, filed 5 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Maureen Kiefer-Goldenberg or Mariner, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.