Role at Mariner
- Title on Schedule A
- Chief Services Officer
- Control
- Deann Elmore is not a control person of Mariner.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Deann Elmore has held the filed role since July 2026.
The firm
Form ADV filed 5 August 2026
Career on record
Deann Elmore has been registered through Mariner since April 2019, and before that through Waddell & Reed, Kovack Advisors, Inc. and Cambridge Investment Research Advisors, Inc..
- Passed Series 52TO and Series 99TO · 2023
- Passed Series 53, Series 27 and SIE · 2018
- Passed Series 4 · 2015
- Waddell & Reed– · 5 yearsOverland Park, KS · Adviser representative · Firm CRD 866
- Kovack Advisors, Inc.– · 4 yearsFt. Lauderdale, FL · Adviser representative · Firm CRD 140808
- Cambridge Investment Research Advisors, Inc.– · under a yearPompano Beach, FL · Adviser representative · Firm CRD 134139
- Passed Series 66 · 2010
- Passed Series 7 and Series 24 · 2007
Registrations and exams
Deann Elmore has a current investment-adviser registration in Kansas and has passed 9 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Kansas | Investment adviser representative | Approved | 3 April 2019 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 April 2010 |
| Series 27 | Financial and Operations Principal Examination | 28 August 2018 |
| Series 53 | Municipal Securities Principal Examination | 23 April 2018 |
| Series 4 | Registered Options Principal Examination | 24 August 2015 |
| Series 24 | General Securities Principal Examination | 26 March 2007 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 19 February 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Deann Michele Elmore
- CRD
- 4964605
- Firm
- Mariner, LLC
- Registration status
- Investment adviser and broker registrations
- Office
- 5700 W. 112TH STREET, SUITE 500, Overland Park, KS 66211
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Deann Elmore work?
Deann Elmore has been Chief Services Officer of Mariner, LLC since July 2026.
Is Deann Elmore a financial advisor?
Yes. Deann Elmore has a current investment-adviser registration in Kansas, through Mariner since April 2019, as of 18 October 2026.
How many years of experience does Deann Elmore have?
Deann Elmore has worked in the financial industry for 19 years as of 18 October 2026, counted from 20 March 2007, across 4 adviser firms.
What exams has Deann Elmore passed?
Deann Elmore has passed 9 licensing exams: the Series 7, Series 24, Series 66, Series 4, Series 53, Series 27, SIE, Series 52TO and Series 99TO. The earliest, the Series 7, was passed in February 2007.
Where did Deann Elmore work before Mariner?
Before Mariner, Deann Elmore was registered through Waddell & Reed, April 2014 to March 2019; Kovack Advisors, Inc., July 2010 to April 2014; Cambridge Investment Research Advisors, Inc., April 2010 to May 2010.
Where is Deann Elmore based?
Deann Elmore’s registered office is in Overland Park, KS.
Leadership at Mariner
- Martin BicknellChief Executive Officer
- Maureen Kiefer-GoldenbergSenior Vice President, Compliance
- Jeffrey PoeChief Financial Officer
- Cheryl BicknellChief Operating Officer
- Anne DorianChief Risk Officer and CCO
- Bradley RollinsChief Investment Officer