Matthew Seney has been Chief Operating Officer, Deputy Chief Investment Officer of Wainwright Investment Counsel since July 2013, is not listed as a control person, but directly owns between 5% and 10% of the firm. Matthew Seney holds a B.S. in investments from Babson College and an M.B.A. from F.W. Olin School of Business at Babson College.
Wainwright Investment Counsel LLC is a Boston, MA firm with $5.52B under management, 214 clients and 10 advisers in one office, as of its September 2026 filing.
Matt Seney is Chief Operating Officer, Deputy Chief Investment Officer and Investment Advisor of Wainwright Investment Counsel. Seney joined Wainwright in 1999 and, in addition to his senior executive functions, works with institutional and private clients on an advisory (non-discretionary) and discretionary basis. Seney was an analyst with H.C. Wainwright from 1998 to 1999.
- – present · 13 yearsBoston, MA · Adviser representative · Firm CRD 108711
Professional designations
Listed by Wainwright Investment Counsel
- Chartered Financial Analyst®
Investment adviser representative registrations
Matthew Seney is registered as an investment adviser representative in 3 states. The first approvals date from March 2013; the most recent is Texas, in February 2024.
- MassachusettsSince 4 March 2013
- New JerseySince 4 June 2019
- TexasSince 22 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 March 2007 |
| Series 3 | National Commodity Futures Examination | 21 January 2003 |
| Series 7 | General Securities Representative Examination | 1 August 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew Kirk Seney
- CRD
- 4075881
- Firm
- Wainwright Investment Counsel · CRD 108711
- Role
- Chief Operating Officer, Deputy Chief Investment Officer
- Office
- ONE BOSTON PLACE, 29TH FLOOR, Boston, MA 02108
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- winvcounsel.com
Where does Matthew Seney work?
Matthew Seney has been Chief Operating Officer, Deputy Chief Investment Officer of Wainwright Investment Counsel LLC since July 2013.
Is Matthew Seney a financial advisor?
Yes. Matthew Seney has a current investment-adviser registration in Massachusetts, New Jersey and Texas, through Wainwright Investment Counsel since March 2013.
How many years of experience does Matthew Seney have?
Matthew Seney has 25 years in the financial industry, since August 2001, across 1 adviser firm.
What exams has Matthew Seney passed?
Matthew Seney has passed 3 licensing exams: the Series 7, Series 3 and Series 66. The earliest, the Series 7, was passed in August 2001. FINRA credited Matthew Seney with the SIE, which began in October 2018.
Where is Matthew Seney based?
Matthew Seney’s registered office is in Boston, MA.
Is Matthew Seney registered with FINRA?
Yes. Matthew Seney has a current broker registration, under CRD 4075881.
Source: FINRA BrokerCheck
Is Matthew Seney a CFA charterholder?
Wainwright Investment Counsel lists Matthew Seney with the CFA credential (“Chartered Financial Analyst®”) on its website. CFA Institute confirms certification status.
How can I verify Matthew Seney’s record?
Search CRD 4075881 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Matthew Seney’s full registration record.
Eric BertonazziChairman of Board of Managers, Chief Executive Officer, Chief Investment Officer
Gustavo AristizabalMember of Board of Managers, President and Corporate Secretary
Paul MartinsMember of Board of Managers, Chief Financial & Administrative Officer- Christopher MortaraChief Compliance Officer
- Stephen BarrettMember of Board of Managers