Christopher Mortara has been Chief Compliance Officer of Wainwright Investment Counsel since September 2026, is not listed as a control person, but directly owns under 5% of the firm.
Wainwright Investment Counsel LLC is a Boston, MA firm with $5.52B under management, 214 clients and 10 advisers in one office, as of its September 2026 filing.
Christopher Mortara’s longest registration was 7 years at Cantella & Co., Inc. (2011–2018).
- Skyrock Investment Management LLC– · 2 yearsMarshfield, MA · Adviser representative · Firm CRD 305408
- Cantella & Co., Inc.– · 7 yearsBoston, MA · Adviser representative · Firm CRD 13905
- US Financial Advisors, LLC– · 4 yearsBraintree, MA · Adviser representative · Firm CRD 108763
- US Financial Advisors, LLC– · 3 yearsBraintree, MA · Adviser representative · Firm CRD 108763
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 9 August 2026 |
| Series 7TO | General Securities Representative Examination | 9 August 2026 |
| SIE | Securities Industry Essentials Examination | 9 August 2026 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 August 2001 |
| Series 7 | General Securities Representative Examination | 18 May 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 June 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 May 1997 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Christopher Michael Mortara
- CRD
- 2858346
- Firm
- Wainwright Investment Counsel · CRD 108711
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Mortara work?
Christopher Mortara has been Chief Compliance Officer of Wainwright Investment Counsel LLC since September 2026.
Does Christopher Mortara have a current investment-adviser registration?
Christopher Mortara has no current investment-adviser or broker registration.
What exams has Christopher Mortara passed?
Christopher Mortara has passed 7 licensing exams: the Series 63, Series 6, Series 7, Series 65, Series 24, Series 7TO and SIE. The earliest, the Series 63, was passed in May 1997.
Where was Christopher Mortara previously registered as an investment adviser?
Christopher Mortara has past investment-adviser registrations through Skyrock Investment Management LLC, July 2020 to October 2022; Cantella & Co., Inc., January 2011 to July 2018; US Financial Advisors, LLC, September 2006 to December 2010; US Financial Advisors, LLC, January 2002 to July 2005, across 3 firms.
Is Christopher Mortara registered with FINRA?
No. Christopher Mortara has no current broker registration.
How can I verify Christopher Mortara’s record?
Search CRD 2858346 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Mortara’s full registration record.
Eric BertonazziChairman of Board of Managers, Chief Executive Officer, Chief Investment Officer
Gustavo AristizabalMember of Board of Managers, President and Corporate Secretary
Paul MartinsMember of Board of Managers, Chief Financial & Administrative Officer
Matthew SeneyChief Operating Officer, Deputy Chief Investment Officer- Stephen BarrettMember of Board of Managers