Eric Bertonazzi has been Chairman of Board of Managers, Chief Executive Officer, Chief Investment Officer of Wainwright Investment Counsel since July 2013, is a control person of the firm and directly owns between 25% and 50% of it. Eric Bertonazzi holds a B.S. in economics from Clemson University.
Wainwright Investment Counsel LLC is a Boston, MA firm with $5.52B under management, 214 clients and 10 advisers in one office, as of its September 2026 filing.
Eric Bertonazzi is Chairman of Wainwright Board, Chief Executive Officer, Chief Investment Officer and Investment Advisor of Wainwright Investment Counsel. Bertonazzi founded Wainwright in 1999 and oversees all aspects of the company, including setting the investment policy for the firm. Earlier, Bertonazzi was a managing director at H.C. Wainwright from 1997 to 1999 and a vice president of investment strategy from 1995 to 1997.
- – present · 27 yearsBoston, MA · Adviser representative · Firm CRD 108711
Investment adviser representative registrations
Eric Bertonazzi is registered as an investment adviser representative in Massachusetts, since August 1999.
- MassachusettsSince 14 August 1999
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 19 May 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 February 2013 |
| Series 7 | General Securities Representative Examination | 9 February 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 May 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Eric Paul Bertonazzi
- CRD
- 2590583
- Firm
- Wainwright Investment Counsel · CRD 108711
- Role
- Chairman of Board of Managers, Chief Executive Officer, Chief Investment Officer
- Office
- ONE BOSTON PLACE, 41ST FLOOR, Boston, MA 02108
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- winvcounsel.com
Where does Eric Bertonazzi work?
Eric Bertonazzi has been Chairman of Board of Managers, Chief Executive Officer, Chief Investment Officer of Wainwright Investment Counsel LLC since July 2013, and is a control person of the firm.
Is Eric Bertonazzi a financial advisor?
Yes. Eric Bertonazzi has a current investment-adviser registration in Massachusetts, through Wainwright Investment Counsel since August 1999.
How many years of experience does Eric Bertonazzi have?
Eric Bertonazzi has 27 years in the financial industry, since August 1999, across 1 adviser firm.
What exams has Eric Bertonazzi passed?
Eric Bertonazzi has passed 4 licensing exams: the Series 65, Series 7, Series 63 and Series 3. The earliest, the Series 65, was passed in May 1995. FINRA credited Eric Bertonazzi with the SIE, which began in October 2018.
Where is Eric Bertonazzi based?
Eric Bertonazzi’s registered office is in Boston, MA.
Is Eric Bertonazzi registered with FINRA?
Yes. Eric Bertonazzi has a current broker registration, under CRD 2590583.
Source: FINRA BrokerCheck
How can I verify Eric Bertonazzi’s record?
Search CRD 2590583 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Eric Bertonazzi’s full registration record.
Gustavo AristizabalMember of Board of Managers, President and Corporate Secretary
Paul MartinsMember of Board of Managers, Chief Financial & Administrative Officer
Matthew SeneyChief Operating Officer, Deputy Chief Investment Officer- Christopher MortaraChief Compliance Officer
- Stephen BarrettMember of Board of Managers