Matthew Schultz has been an investment adviser representative at Plan Group Financial since January 2023, and is not listed among the firm’s executive officers or direct owners.
Plan Group Financial, Inc. is an Oklahoma City, OK firm with $690M under management, 1,221 clients and 17 advisers across 9 offices, as of its October 2026 filing.
Matthew Schultz’s longest registration is the current one, 6 years at Plan Group Financial since 2020. Before joining Plan Group Financial in 2023, Matthew Schultz was registered through Principal Securities, Inc.
- Plan Group Financial, Inc.Current– present · 6 yearsOklahoma City, OK · Adviser representative · Firm CRD 116508
- Principal Securities, Inc.– · 6 yearsGrand Island, NE · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Matthew Schultz is registered as an investment adviser representative in 3 states, as a resident of Texas. Each was approved in January 2023.
- NebraskaSince 25 January 2023
- OklahomaSince 12 January 2023
- TexasResidentSince 13 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 May 2014 |
| Series 7 | General Securities Representative Examination | 12 March 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew Ronald Schultz
- CRD
- 6303722
- Firm
- Plan Group Financial · CRD 116508
- Office
- 101 N.E. 82ND STREET, SUITE 200, Oklahoma City, OK 73114
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Matthew Schultz work?
Matthew Schultz is an investment adviser representative registered through Plan Group Financial, Inc. since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Matthew Schultz a financial advisor?
Yes. Matthew Schultz has a current investment-adviser registration in Nebraska, Oklahoma and Texas, through Plan Group Financial since January 2023.
How many years of experience does Matthew Schultz have?
Matthew Schultz has 12 years in the financial industry, since March 2014, across 2 adviser firms.
What exams has Matthew Schultz passed?
Matthew Schultz has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2014. FINRA credited Matthew Schultz with the SIE, which began in October 2018.
Where did Matthew Schultz work before Plan Group Financial?
Before Plan Group Financial, Matthew Schultz was registered through Principal Securities, Inc., September 2014 to October 2020.
Where is Matthew Schultz based?
Matthew Schultz’s registered office is in Oklahoma City, OK.
Is Matthew Schultz registered with FINRA?
Yes. Matthew Schultz has a current broker registration, under CRD 6303722.
Source: FINRA BrokerCheck
How can I verify Matthew Schultz’s record?
Search CRD 6303722 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Matthew Schultz’s full registration record.