Matthew Heller has been Partner & Chief Compliance Officer of Willner & Heller since October 2003, is a control person of the firm and directly owns between 50% and 75% of it. Matthew Heller studied at the University of Southern California.
Willner & Heller LLC is an Encino, CA firm with $193M under management, 178 clients and 3 advisers in one office, as of its June 2026 filing.
Matthew D. Heller is a founding partner of Willner Heller LLC, a private wealth management firm in Encino, California. The firm was founded by Heller and Kenneth Willner in 2003 and manages customized portfolios of equity and fixed income instruments for families, corporations, non-profits and foundations.
Matthew Heller’s longest registration is the current one, 19 years at Willner & Heller since 2006. Before joining Willner & Heller in 2006, Matthew Heller was registered through Citicorp Investment Services and Banc of America Investment Services, Inc.
- Willner & Heller LLCCurrent– present · 19 yearsEncino, CA · Adviser representative · Firm CRD 135406
- Citicorp Investment Services– · under a yearEncino, CA · Adviser representative · Firm CRD 23988
- Banc of America Investment Services, Inc.– · 4 yearsThousand Oaks, CA · Adviser representative · Firm CRD 16361
Professional designations
Listed by Willner & Heller
- Registered Financial Consultant (RFC)
Investment adviser representative registrations
Matthew Heller is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2006; the most recent is Texas, in March 2018.
- CaliforniaSince 6 November 2006
- TexasResidentSince 20 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 September 1997 |
| Series 7 | General Securities Representative Examination | 20 July 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 February 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 January 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Matthew David Heller
- CRD
- 2204090
- Firm
- Willner & Heller · CRD 135406
- Role
- Partner & Chief Compliance Officer
- Office
- 15760 VENTURA BLVD, SUITE 2026, Encino, CA 91436
- Registration
- Investment adviser registration
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- willnerheller.com
Where does Matthew Heller work?
Matthew Heller has been Partner & Chief Compliance Officer of Willner & Heller LLC since October 2003, and is a control person of the firm.
Is Matthew Heller a financial advisor?
Yes. Matthew Heller has a current investment-adviser registration in California and Texas, through Willner & Heller since November 2006.
How many years of experience does Matthew Heller have?
Matthew Heller has 25 years in the financial industry, since March 2001, across 3 adviser firms.
What exams has Matthew Heller passed?
Matthew Heller has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in January 1992.
Where did Matthew Heller work before Willner & Heller?
Before Willner & Heller, Matthew Heller was registered through Citicorp Investment Services, March 2003 to January 2004; Banc of America Investment Services, Inc., May 1998 to March 2003.
Where is Matthew Heller based?
Matthew Heller’s registered office is in Encino, CA.
Is Matthew Heller registered with FINRA?
No. Matthew Heller has no current broker registration.
How can I verify Matthew Heller’s record?
Search CRD 2204090 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Heller’s full registration record.