Role at LPL Financial
- Title on Schedule A
- Group Managing Director, Chief Client Officer
- Control
- Matthew Enyedi is a control person of LPL Financial.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Matthew Enyedi has held the filed role since January 2020.
The firm
Form ADV filed 21 September 2026
Career on record
Matthew Enyedi has been registered through LPL Financial since July 2003, and before that through UBS Financial Services Inc..
- Passed Series 99TO · 2023
- Passed Series 24 · 2022
- Passed SIE · 2018
- Fortigent, LLC– · 6 yearsSan Diego, CA · Adviser representative · Firm CRD 138164
- UBS Financial Services Inc.– · 3 yearsSan Diego, CA · Adviser representative · Firm CRD 8174
- Passed Series 7 and Series 66 · 2000
Registrations and exams
Matthew Enyedi has a current investment-adviser registration in California and Texas and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 31 July 2003 |
| Texas | Investment adviser representative | Approved, resident | 13 March 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 27 July 2000 |
| Series 24 | General Securities Principal Examination | 14 October 2022 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 13 July 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Matthew Klaus Enyedi
- CRD
- 4194266
- Registration status
- Investment adviser and broker registrations
- Office
- 4707 Executive Dr, San Diego, CA 92121-3091
- Firm bio
- lpl.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Matthew Enyedi serves as LPL Financial’s group managing director and chief client officer. Official firm biography
Education
- B.A. in speech communication and business administration, University of San Diego.Official firm biography
Common questions
Where does Matthew Enyedi work?
Matthew Enyedi has been Group Managing Director, Chief Client Officer of LPL Financial LLC since January 2020, and is a control person of the firm.
Is Matthew Enyedi a financial advisor?
Yes. Matthew Enyedi has a current investment-adviser registration in California and Texas, through LPL Financial since July 2003, as of 17 October 2026.
How many years of experience does Matthew Enyedi have?
Matthew Enyedi has worked in the financial industry for 26 years as of 17 October 2026, counted from 22 July 2000, across 3 adviser firms.
What exams has Matthew Enyedi passed?
Matthew Enyedi has passed 5 licensing exams: the Series 7, Series 66, SIE, Series 24 and Series 99TO. The earliest, the Series 7, was passed in July 2000.
Where did Matthew Enyedi work before LPL Financial?
Before LPL Financial, Matthew Enyedi was registered through UBS Financial Services Inc., October 2000 to July 2003.
Where is Matthew Enyedi based?
Matthew Enyedi’s registered office is in San Diego, CA.
Leadership at LPL Financial
- Richard C SteinmeierChief Executive Officer and Director
- Matthew Jon AudettePresident and Chief Financial Officer
- James McHaleExecutive Vice President, Chief Compliance Officer
- Judith Kohoskie RickettsExecutive Vice President, Operations and Principal Operations Officer
- Gregory GatesGroup Managing Director, Chief Product & Technology Officer
- Aneri JambusariaGroup Managing Director, Chief Wealth Officer
- Steven Thomas MalfitanoSVP, Finance Capital Management and Principal Financial Officer
- Matthew Edwin MorningstarGroup Managing Director, Chief Legal Officer
- Brent Blain SimonichManaging Director, Chief Risk Officer, Head of Business Operations