Matthew Darcy is Member & Chief Investment Officer and Chief Compliance Officer of Seneca Financial Advisors, is a control person of the firm and directly owns between 10% and 25% of it. Matthew Darcy holds a B.S. in Finance from Siena College.
Seneca Financial Advisors LLC is a Rochester, NY firm with $847M under management, 373 clients and 5 advisers across 3 offices, as of its June 2026 filing.
Matthew J. Darcy is Partner/Chief Investment Officer of Seneca Financial Advisors and also serves as its Chief Compliance Officer. He began his career with Seneca as an Investment Intern and was hired as an investment analyst soon after. He provides market research, manager due diligence and portfolio construction, and chairs the firm's Investment Committee.
- – present · 3 yearsRochester, NY · Adviser representative · Firm CRD 152824
Professional designations
Listed by Seneca Financial Advisors
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Matthew Darcy is registered as an investment adviser representative in New York, since March 2023.
- New YorkSince 13 March 2023
Examinations
No examinations are on Matthew Darcy’s record.
- Full name
- Matthew James Darcy
- CRD
- 7710305
- Firm
- Seneca Financial Advisors · CRD 152824
- Role
- Member & Chief Investment Officer; Chief Compliance Officer
- Office
- 100 SOUTH CLINTON AVENUE, SUITE 1640, Rochester, NY 14604
- Registration
- Investment adviser registration
- In the industry since
- March 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- senecafinancialadvisors.com
Where does Matthew Darcy work?
Matthew Darcy is Member & Chief Investment Officer; Chief Compliance Officer of Seneca Financial Advisors LLC, and is a control person of the firm.
Is Matthew Darcy a financial advisor?
Yes. Matthew Darcy has a current investment-adviser registration in New York, through Seneca Financial Advisors since March 2023.
How many years of experience does Matthew Darcy have?
Matthew Darcy has 3 years in the financial industry, since March 2023, across 1 adviser firm.
Where is Matthew Darcy based?
Matthew Darcy’s registered office is in Rochester, NY.
Is Matthew Darcy registered with FINRA?
No. Matthew Darcy has no current broker registration.
Is Matthew Darcy a CFA charterholder?
Seneca Financial Advisors lists Matthew Darcy with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Matthew J. Darcy, CFA biography, senecafinancialadvisors.com
How can I verify Matthew Darcy’s record?
Search CRD 7710305 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Darcy’s full registration record.