Elizabeth Raabe has been Member & Senior Wealth Advisor of Seneca Financial Advisors since January 2024, is a control person of the firm and directly owns between 5% and 10% of it. Elizabeth Raabe holds a B.A. in International Relations and Economics (minor in Business) from American University.
Seneca Financial Advisors LLC is a Rochester, NY firm with $847M under management, 373 clients and 5 advisers across 3 offices, as of its June 2026 filing.
Kathy Mezei Raabe is Partner/Senior Wealth Advisor of Seneca Financial Advisors. Before joining Seneca, she was a Senior Wealth Advisor for Frontier Wealth Management. She assists clients in establishing long-term financial goals and working toward them through ongoing planning and investing, and helps many divorced and widowed women with their financial situations.
Elizabeth Raabe’s longest registration was 10 years at Capital Investment Counsel Inc (2004–2014). Before joining Seneca Financial Advisors in 2020, Elizabeth Raabe was registered through Frontier Wealth Management, LLC and Highwater Wealth Management LLC.
- – present · 5 yearsDenver, CO · Adviser representative · Firm CRD 152824
- Frontier Wealth Management, LLC– · under a yearGlendale, CO · Adviser representative · Firm CRD 144344
- Highwater Wealth Management LLC– · 5 yearsGlendale, CO · Adviser representative · Firm CRD 157237
- Capital Investment Counsel Inc– · 10 yearsDenver, CO · Adviser representative · Firm CRD 106966
- Manning & Napier Advisory Advantage Corporation– · under a yearRochester, NY · Adviser representative · Firm CRD 106652
Professional designations
Listed by Seneca Financial Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Elizabeth Raabe is registered as an investment adviser representative in 2 states. Each was approved in November 2020.
- ColoradoSince 6 November 2020
- TexasSince 6 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 December 2000 |
| Series 24 | General Securities Principal Examination | 6 March 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 January 1983 |
| Series 7 | General Securities Representative Examination | 20 November 1982 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Elizabeth Mezei Raabe
- CRD
- 1079353
- Firm
- Seneca Financial Advisors · CRD 152824
- Role
- Member & Senior Wealth Advisor
- Office
- Denver, CO
- Registration
- Investment adviser registration
- In the industry since
- February 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- senecafinancialadvisors.com
Where does Elizabeth Raabe work?
Elizabeth Raabe has been Member & Senior Wealth Advisor of Seneca Financial Advisors LLC since January 2024, and is a control person of the firm.
Is Elizabeth Raabe a financial advisor?
Yes. Elizabeth Raabe has a current investment-adviser registration in Colorado and Texas, through Seneca Financial Advisors since November 2020.
How many years of experience does Elizabeth Raabe have?
Elizabeth Raabe has 22 years in the financial industry, since February 2004, across 5 adviser firms.
What exams has Elizabeth Raabe passed?
Elizabeth Raabe has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in November 1982.
Where did Elizabeth Raabe work before Seneca Financial Advisors?
Before Seneca Financial Advisors, Elizabeth Raabe was registered through Frontier Wealth Management, LLC, February 2020 to October 2020; Highwater Wealth Management LLC, September 2014 to February 2020; Capital Investment Counsel Inc, April 2004 to September 2014; Manning & Napier Advisory Advantage Corporation, July 2002 to August 2002.
Where is Elizabeth Raabe based?
Elizabeth Raabe’s registered office is in Denver, CO.
Is Elizabeth Raabe registered with FINRA?
No. Elizabeth Raabe has no current broker registration.
Is Elizabeth Raabe a CFP?
Seneca Financial Advisors lists Elizabeth Raabe with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Kathy Mezei Raabe, CFP® biography, senecafinancialadvisors.com
How can I verify Elizabeth Raabe’s record?
Search CRD 1079353 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Elizabeth Raabe’s full registration record.