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Matthew Daly

CEO & President at Conning

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Matthew Daly is CEO & President of Conning, Inc., a Hartford investment adviser managing $107B. Matthew Daly has a current broker registration and no current investment-adviser registration and has passed the SIE, Series 7TO, Series 63 and Series 24.

Role at Conning

Title on Schedule A
CEO & President
Control
Matthew Daly is a control person of Conning.
Ownership
An individual ownership band is not available in the source record.
Tenure
Matthew Daly has held the filed role since March 2026.

The firm

Conning, Inc.
Hartford, CT

Form ADV filed 30 March 2026

$107B AUM161 clients240 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 7TO, Series 63 and Series 24 · 2024
  2. Passed SIE · 2023

Registrations and exams

Broker registration; no current adviser registration. Matthew Daly has passed 4 qualifying exams.

Examinations

Series 6323 February 2024
Name
Uniform Securities Agent State Law Examination
Series 243 May 2024
Name
General Securities Principal Examination
Series 7TO26 January 2024
Name
General Securities Representative Examination
SIE7 November 2023
Name
Securities Industry Essentials Examination

Individual record

Full name
Matthew Kenneth Daly
CRD
2638773
Firm
Conning, Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
conning.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Conning lists Matthew Daly as chief executive officer of Conning, Inc. and head of Conning North America. The biography says he serves on the Investment Policy Committee and Sustainability Leadership Group. Official firm biography

Education

Common questions

Where does Matthew Daly work?

Matthew Daly has been CEO & President of Conning, Inc. since March 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Matthew Daly have a current investment-adviser registration?

Matthew Daly has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Matthew Daly passed?

Matthew Daly has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 24. The earliest, the SIE, was passed in November 2023.

Source: IAPD individual record, checked 17 October 2026

Leadership at Conning

Sources

  1. IAPD individual record, CRD 2638773. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Conning, Inc., filed 30 March 2026. Title, control and ownership bands.
  3. Conning team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Matthew Daly or Conning, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.