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Linwood Bradford

Chair of the Board at Conning

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Linwood Bradford is Chair of the Board of Conning, Inc., a Hartford investment adviser managing $107B. Linwood Bradford has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 24 and SIE.

Role at Conning

Title on Schedule A
Chair of the Board
Control
Linwood Bradford is a control person of Conning.
Ownership
An individual ownership band is not available in the source record.
Tenure
Linwood Bradford has held the filed role since January 2012.

The firm

Conning, Inc.
Hartford, CT

Form ADV filed 30 March 2026

$107B AUM161 clients240 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 and SIE · 2018
  2. Passed Series 63 · 2001
  3. Passed Series 7 · 2000

Registrations and exams

Broker registration; no current adviser registration. Linwood Bradford has passed 4 qualifying exams.

Examinations

Series 639 April 2001
Name
Uniform Securities Agent State Law Examination
Series 2422 January 2018
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 714 July 2000
Name
General Securities Representative Examination

Individual record

Full name
Linwood Earle Bradford
CRD
4179446
Firm
Conning, Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
conning.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Conning identifies Linwood E. Bradford as chief executive officer and chair of its board. The biography also lists his role as CEO and General Manager of Generali Investments. Official firm biography

Education

Common questions

Where does Linwood Bradford work?

Linwood Bradford has been Chair of the Board of Conning, Inc. since January 2012, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Linwood Bradford have a current investment-adviser registration?

Linwood Bradford has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Linwood Bradford passed?

Linwood Bradford has passed 4 licensing exams: the Series 7, Series 63, Series 24 and SIE. The earliest, the Series 7, was passed in July 2000.

Source: IAPD individual record, checked 17 October 2026

Leadership at Conning

Sources

  1. IAPD individual record, CRD 4179446. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Conning, Inc., filed 30 March 2026. Title, control and ownership bands.
  3. Conning team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Linwood Bradford or Conning, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.