Career
Mary Pugh has been Chair of Pugh Capital Management since July 1991. Mary Pugh is a control person of the firm and directly owns between 25% and 50% of it. Mary Pugh holds a BA in Economics from Yale University.
Pugh Capital Management, Inc. is a Seattle, WA firm with $12.8B under management, 52 clients and 22 advisers in one office, as of its March 2026 filing.
Pugh Capital says Mary Pugh founded the firm in 1991. Before that, she was an investment analyst and senior vice president at Washington Mutual.
- – present · 35 yearsSeattle, WA · Adviser representative · Firm CRD 111765
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Washington | Approved | 25 June 1991 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 8 May 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 April 1991 |
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
Individual record
- Full name
- Mary E. Pugh
- CRD
- 2138699
- Office
- 520 PIKE STREET, SUITE 2900, Seattle, WA 98101
- Firm bio
- pughcapital.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Mary Pugh work?
Mary Pugh has been Chair of Pugh Capital Management, Inc. since July 1991, and is a control person of the firm.
Is Mary Pugh a financial advisor?
Yes. Mary Pugh has a current investment-adviser registration in Washington, through Pugh Capital Management since June 1991.
How many years of experience does Mary Pugh have?
Mary Pugh has 35 years in the financial industry, since June 1991, across 1 adviser firm.
What exams has Mary Pugh passed?
Mary Pugh has passed 2 licensing exams: the Series 63 and Series 24. The earliest, the Series 63, was passed in April 1991.
Where is Mary Pugh based?
Mary Pugh’s registered office is in Seattle, WA.