Career
Gregory Moye has been Chief Compliance Officer of Pugh Capital Management since July 2025. Gregory Moye is a control person of the firm and directly owns under 5% of it. Gregory Moye holds a BA in Psychology from the University of Texas at Austin.
Pugh Capital Management, Inc. is a Seattle, WA firm with $12.8B under management, 52 clients and 22 advisers in one office, as of its March 2026 filing.
Pugh Capital says Gregory Moye joined in July 2025 as Chief Compliance Officer. He previously was a senior compliance manager at Russell Investments.
No adviser firm registrations are on Gregory Moye’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 16 August 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 December 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Gregory Paul Moye
- CRD
- 2951446
- Firm bio
- pughcapital.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Gregory Moye work?
Gregory Moye has been Chief Compliance Officer of Pugh Capital Management, Inc. since July 2025, and is a control person of the firm.
Does Gregory Moye have a current investment-adviser registration?
Gregory Moye has no current investment-adviser or broker registration.
What exams has Gregory Moye passed?
Gregory Moye has passed 2 licensing exams: the Series 6 and Series 26. The earliest, the Series 6, was passed in December 1997. FINRA credited Gregory Moye with the SIE, which began in October 2018.