Mary Gibbons has been an investment adviser representative at RIA Advisory Group since March 2019, and is not listed among the firm’s executive officers or direct owners.
RIA Advisory Group, LLC is a Des Moines, IA firm with $568M under management, 1,996 clients and 25 advisers across 13 offices, as of its June 2026 filing.
Mary Gibbons’ longest registration was 12 years at LPL Financial LLC (2003–2015). Before joining RIA Advisory Group in 2019, Mary Gibbons was registered through Visionpoint Advisory Group and LPL Financial LLC.
- RIA Advisory Group, LLCCurrent– present · 7 yearsThe Villages, FL · Adviser representative · Firm CRD 152566
- Visionpoint Advisory Group– · 4 yearsAmes, IA · Adviser representative · Firm CRD 168733
- LPL Financial LLC– · 12 yearsWest Des Moines, IA · Adviser representative · Firm CRD 6413
- U.S. Bancorp Piper Jaffray Inc.– · 2 yearsAmes, IA · Adviser representative · Firm CRD 665
Investment adviser representative registrations
Mary Gibbons is registered as an investment adviser representative in 2 states. The first approvals date from March 2019; the most recent is Florida, in August 2026.
- FloridaSince 7 August 2026
- IowaSince 1 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 13 March 2001 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 5 March 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 February 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 August 1997 |
| Series 7 | General Securities Representative Examination | 22 July 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 April 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mary Louise Gibbons
- CRD
- 2049282
- Firm
- RIA Advisory Group · CRD 152566
- Office
- The Villages, FL
- Registration
- Investment adviser registration
- In the industry since
- April 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Mary Gibbons work?
Mary Gibbons is an investment adviser representative registered through RIA Advisory Group, LLC since March 2019, and is not listed among the firm’s executive officers or direct owners.
Is Mary Gibbons a financial advisor?
Yes. Mary Gibbons has a current investment-adviser registration in Florida and Iowa, through RIA Advisory Group since March 2019.
How many years of experience does Mary Gibbons have?
Mary Gibbons has 31 years in the financial industry, since April 1995, across 4 adviser firms.
What exams has Mary Gibbons passed?
Mary Gibbons has passed 6 licensing exams: the Series 6, Series 7, Series 63, Series 65, Series 9 and Series 10. The earliest, the Series 6, was passed in April 1990. FINRA credited Mary Gibbons with the SIE, which began in October 2018.
Where did Mary Gibbons work before RIA Advisory Group?
Before RIA Advisory Group, Mary Gibbons was registered through LPL Financial LLC, September 2003 to October 2015; U.S. Bancorp Piper Jaffray Inc., April 2001 to October 2003.
Where is Mary Gibbons based?
Mary Gibbons’ registered office is in The Villages, FL.
Is Mary Gibbons registered with FINRA?
No. Mary Gibbons has no current broker registration.
How can I verify Mary Gibbons’ record?
Search CRD 2049282 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mary Gibbons’ full registration record.
