Martin Oppenheimer has been Owner of Montgomery Investment Management since April 1987, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Montgomery Investment Management Inc is a Rockville, MD firm with $490M under management, 108 clients and 2 advisers across 3 offices, as of its February 2026 filing.
Martin Oppenheimer’s longest registration was 22 years at Montgomery Investment Management Inc (1990–2013).
- Morgan Stanley– · 9 yearsPittsboro, NC · Adviser representative · Firm CRD 149777
- – · 22 yearsBethesda, MD · Adviser representative · Firm CRD 105417
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 November 1998 |
| Series 15 | Foreign Currency Options Examination | 4 December 1987 |
| Series 4 | Registered Options Principal Examination | 17 March 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 May 1986 |
| Series 24 | General Securities Principal Examination | 31 October 1980 |
| Series 7 | General Securities Representative Examination | 20 September 1980 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Foreign Currency Options Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Martin Foote Oppenheimer
- CRD
- 722978
- Firm
- Montgomery Investment Management · CRD 105417
- Role
- Owner
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Martin Oppenheimer work?
Martin Oppenheimer has been Owner of Montgomery Investment Management Inc since April 1987.
Does Martin Oppenheimer have a current investment-adviser registration?
Martin Oppenheimer has no current investment-adviser or broker registration.
What exams has Martin Oppenheimer passed?
Martin Oppenheimer has passed 6 licensing exams: the Series 7, Series 24, Series 63, Series 4, Series 15 and Series 65. The earliest, the Series 7, was passed in September 1980. FINRA credited Martin Oppenheimer with the SIE, which began in October 2018.
Where was Martin Oppenheimer previously registered as an investment adviser?
Martin Oppenheimer has past investment-adviser registrations through Morgan Stanley, October 2013 to May 2023; Montgomery Investment Management Inc, December 1990 to October 2013, across 2 firms.
Is Martin Oppenheimer registered with FINRA?
No. Martin Oppenheimer has no current broker registration.
How can I verify Martin Oppenheimer’s record?
Search CRD 722978 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Martin Oppenheimer’s full registration record.