Laura Murphy has been Director of Montgomery Investment Management since April 1987, is a control person of the firm and directly owns under 5% of it.
Montgomery Investment Management Inc is a Rockville, MD firm with $490M under management, 108 clients and 2 advisers across 3 offices, as of its February 2026 filing.
No adviser firm registrations are on Laura Murphy’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 22 February 1988 |
| Series 7 | General Securities Representative Examination | 19 May 1984 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Laura Catherine Murphy
- CRD
- 1265676
- Firm
- Montgomery Investment Management · CRD 105417
- Role
- Director
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Laura Murphy work?
Laura Murphy has been Director of Montgomery Investment Management Inc since April 1987, and is a control person of the firm.
Does Laura Murphy have a current investment-adviser registration?
Laura Murphy has a current broker registration and no current investment-adviser registration.
What exams has Laura Murphy passed?
Laura Murphy has passed 5 licensing exams: the Series 7, Series 24, Series 14, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in May 1984. FINRA credited Laura Murphy with the SIE, which began in October 2018.
Is Laura Murphy registered with FINRA?
Yes. Laura Murphy has a current broker registration, under CRD 1265676.
Source: FINRA BrokerCheck
How can I verify Laura Murphy’s record?
Search CRD 1265676 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Laura Murphy’s full registration record.