Franklin Koonce has been President/CFO/Treas./CCO/Managing Dir. of Montgomery Investment Management since January 1998, is a control person of the firm and directly owns between 5% and 10% of it.
Montgomery Investment Management Inc is a Rockville, MD firm with $490M under management, 108 clients and 2 advisers across 3 offices, as of its February 2026 filing.
- – present · 11 yearsRockville, MD · Adviser representative · Firm CRD 105417
- – · 14 yearsBethesda, MD · Adviser representative · Firm CRD 105417
Investment adviser representative registrations
Franklin Koonce is registered as an investment adviser representative in 2 states. The first approvals date from June 2015; the most recent is Florida, in January 2016.
- FloridaSince 20 January 2016
- MarylandSince 26 June 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 55 | Limited Representative-Equity Trader Exam | 30 March 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 October 1998 |
| Series 24 | General Securities Principal Examination | 27 November 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 August 1994 |
| Series 7 | General Securities Representative Examination | 25 July 1994 |
- Name
- Operations Professional Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Franklin Scott Koonce
- CRD
- 2510250
- Firm
- Montgomery Investment Management · CRD 105417
- Role
- President/CFO/Treas./CCO/Managing Dir.
- Office
- 6229 EXECUTIVE BLVD, Rockville, MD 20852
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Franklin Koonce work?
Franklin Koonce has been President/CFO/Treas./CCO/Managing Dir. of Montgomery Investment Management Inc since January 1998, and is a control person of the firm.
Is Franklin Koonce a financial advisor?
Yes. Franklin Koonce has a current investment-adviser registration in Florida and Maryland, through Montgomery Investment Management since June 2015.
How many years of experience does Franklin Koonce have?
Franklin Koonce has 32 years in the financial industry, since July 1994, across 1 adviser firm.
What exams has Franklin Koonce passed?
Franklin Koonce has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 65, Series 55, Series 99TO and Series 57TO. The earliest, the Series 7, was passed in July 1994. FINRA credited Franklin Koonce with the SIE, which began in October 2018.
Where is Franklin Koonce based?
Franklin Koonce’s registered office is in Rockville, MD.
Is Franklin Koonce registered with FINRA?
Yes. Franklin Koonce has a current broker registration, under CRD 2510250.
Source: FINRA BrokerCheck
How can I verify Franklin Koonce’s record?
Search CRD 2510250 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Franklin Koonce’s full registration record.