Marla Mason has been an investment adviser representative at A & I Financial Services since May 2017, and is not listed among the firm’s executive officers or direct owners. Marla Mason holds a Master's Degree in International Business from Saint Mary's College of California and a Bachelor's Degree in Mathematics.
A & I Financial Services, LLC is a Lone Tree, CO firm with $560M under management, 518 clients and 9 advisers in one office, as of its April 2026 filing.
Marla Mason is a Financial Advisor of A&I Wealth Management. She develops personalized financial plans and investment strategies. She managed technical professionals in the telecommunications industry, operated a hospitality business for seven years, worked at a regional broker dealer, and joined the firm in May 2017.
Marla Mason’s longest registration was 13 years at Presidential Brokerage, Inc. (2003–2017). Before joining A & I Financial Services in 2017, Marla Mason was registered through Presidential Brokerage, Inc. and American Express Financial Advisors, Inc.
- A & I Wealth ManagementCurrent– present · 9 yearsLone Tree, CO · Adviser representative · Firm CRD 148357
- Presidential Brokerage, Inc.– · 13 yearsGreenwood Village, CO · Adviser representative · Firm CRD 28784
- American Express Financial Advisors, Inc.– · under a yearDenver, CO · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Marla Mason is registered as an investment adviser representative in Colorado, since May 2017.
- ColoradoSince 19 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 July 2003 |
| Series 7 | General Securities Representative Examination | 23 July 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marla Anne Mason
- CRD
- 4663035
- Firm
- A & I Financial Services · CRD 148357
- Office
- 9605 KINGSTON COURT, SUITE 190, Lone Tree, CO 80112
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- assetsandincome.com
Where does Marla Mason work?
Marla Mason is an investment adviser representative registered through A & I Financial Services, LLC since May 2017, and is not listed among the firm’s executive officers or direct owners.
Is Marla Mason a financial advisor?
Yes. Marla Mason has a current investment-adviser registration in Colorado, through A & I Financial Services since May 2017.
How many years of experience does Marla Mason have?
Marla Mason has 23 years in the financial industry, since July 2003, across 3 adviser firms.
What exams has Marla Mason passed?
Marla Mason has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2003. FINRA credited Marla Mason with the SIE, which began in October 2018.
Where did Marla Mason work before A & I Financial Services?
Before A & I Financial Services, Marla Mason was registered through American Express Financial Advisors, Inc., July 2003 to November 2003.
Where is Marla Mason based?
Marla Mason’s registered office is in Lone Tree, CO.
Is Marla Mason registered with FINRA?
Yes. Marla Mason has a current broker registration, under CRD 4663035.
Source: FINRA BrokerCheck
How can I verify Marla Mason’s record?
Search CRD 4663035 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Marla Mason’s full registration record.