Stacey Frank has been Manager of A & I Financial Services since August 2004, is a control person of the firm and directly owns under 5% of it. Stacey Frank holds a Bachelor's Degree in English from the University of Colorado at Boulder and a Master's Degree in English from the University of Colorado at Boulder.
A & I Financial Services, LLC is a Lone Tree, CO firm with $560M under management, 518 clients and 9 advisers in one office, as of its April 2026 filing.
Stacey Frank is Vice President and Financial Advisor of A&I Wealth Management and a second-generation owner of the firm, which has served individuals, families and businesses since 1986. Her focus is women's wealth and clients going through major life transitions.
- A & I Wealth ManagementCurrent– present · 17 yearsLone Tree, CO · Adviser representative · Firm CRD 148357
Investment adviser representative registrations
Stacey Frank is registered as an investment adviser representative in Colorado, since March 2009.
- ColoradoSince 18 March 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 February 2009 |
| Series 24 | General Securities Principal Examination | 5 December 2007 |
| Series 7 | General Securities Representative Examination | 30 August 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Stacey Katrina Frank
- CRD
- 5055901
- Firm
- A & I Financial Services · CRD 148357
- Role
- Manager
- Office
- 9605 KINGSTON COURT, SUITE 190, Lone Tree, CO 80112
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- assetsandincome.com
Where does Stacey Frank work?
Stacey Frank has been Manager of A & I Financial Services, LLC since August 2004, and is a control person of the firm.
Is Stacey Frank a financial advisor?
Yes. Stacey Frank has a current investment-adviser registration in Colorado, through A & I Financial Services since March 2009.
How many years of experience does Stacey Frank have?
Stacey Frank has 19 years in the financial industry, since August 2007, across 1 adviser firm.
What exams has Stacey Frank passed?
Stacey Frank has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in August 2007. FINRA credited Stacey Frank with the SIE, which began in October 2018.
Where is Stacey Frank based?
Stacey Frank’s registered office is in Lone Tree, CO.
Is Stacey Frank registered with FINRA?
Yes. Stacey Frank has a current broker registration, under CRD 5055901.
Source: FINRA BrokerCheck
How can I verify Stacey Frank’s record?
Search CRD 5055901 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stacey Frank’s full registration record.