Mark Steinman has been Avp Operations of Sigma Planning since May 2021, is a control person of the firm and directly owns under 5% of it.
Sigma Planning Corporation is an Ann Arbor, MI firm with $6.1B under management, 30,916 clients and 471 advisers across 337 offices, as of its May 2026 filing.
Investment adviser representative registrations
Mark Steinman is registered as an investment adviser representative in Michigan, since November 2012.
- MichiganSince 8 November 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 November 2012 |
| Series 24 | General Securities Principal Examination | 31 August 2011 |
| Series 7 | General Securities Representative Examination | 16 November 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Ralph Steinman
- CRD
- 5819200
- Firm
- Sigma Planning · CRD 110692
- Role
- Avp Operations
- Office
- 300 PARKLAND PLAZA, Ann Arbor, MI 48103
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Steinman work?
Mark Steinman has been Avp Operations of Sigma Planning Corporation since May 2021, and is a control person of the firm.
Is Mark Steinman a financial advisor?
Yes. Mark Steinman has a current investment-adviser registration in Michigan, through Sigma Planning since November 2012.
How many years of experience does Mark Steinman have?
Mark Steinman has 15 years in the financial industry, since November 2010, across 1 adviser firm.
What exams has Mark Steinman passed?
Mark Steinman has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in November 2010. FINRA credited Mark Steinman with the SIE, which began in October 2018.
Where is Mark Steinman based?
Mark Steinman’s registered office is in Ann Arbor, MI.
Is Mark Steinman registered with FINRA?
Yes. Mark Steinman has a current broker registration, under CRD 5819200.
Source: FINRA BrokerCheck
How can I verify Mark Steinman’s record?
Search CRD 5819200 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Steinman’s full registration record.
Brandon RydellPresident
Dana RhodesChief Operating Officer
Andrew KilbargerChief Compliance Officer
John McClellanChief Risk and Business Officer- Randolph PistorChief Legal Officer
- Jerome RydellCEO, Chairman and Trustee of the Jerome S. Rydell Revocable Living Trust Dated 12/21/1998, As Amended and Restated on 10/23/2020