Andrew Kilbarger has been Chief Compliance Officer of Sigma Planning since October 2022, is a control person of the firm and directly owns under 5% of it. Andrew Kilbarger holds a BBA in Finance from Eastern Michigan University.
Sigma Planning Corporation is an Ann Arbor, MI firm with $6.1B under management, 30,916 clients and 471 advisers across 337 offices, as of its May 2026 filing.
Andy Kilbarger is VP, CCO of Sigma Planning Corporation, based in Ann Arbor. He has nearly 30 years of experience in financial services. He began in an entry-level operations role, moved into trading and then into compliance more than 25 years ago, and was named SPC Chief Compliance Officer in October 2022.
Professional designations
Listed by Sigma Planning
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Andrew Kilbarger is registered as an investment adviser representative in Michigan, since January 2010.
- MichiganSince 22 January 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 15 May 2009 |
| Series 53 | Municipal Securities Principal Examination | 8 July 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 March 2003 |
| Series 24 | General Securities Principal Examination | 26 September 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 December 1999 |
| Series 7 | General Securities Representative Examination | 17 November 1999 |
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew David Kilbarger
- CRD
- 3069019
- Firm
- Sigma Planning · CRD 110692
- Role
- Chief Compliance Officer
- Office
- 300 PARKLAND PLAZA, Ann Arbor, MI 48103
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- axtella.com
Where does Andrew Kilbarger work?
Andrew Kilbarger has been Chief Compliance Officer of Sigma Planning Corporation since October 2022, and is a control person of the firm.
Is Andrew Kilbarger a financial advisor?
Yes. Andrew Kilbarger has a current investment-adviser registration in Michigan, through Sigma Planning since March 2003.
How many years of experience does Andrew Kilbarger have?
Andrew Kilbarger has 26 years in the financial industry, since November 1999, across 1 adviser firm.
What exams has Andrew Kilbarger passed?
Andrew Kilbarger has passed 8 licensing exams: the Series 7, Series 63, Series 24, Series 65, Series 53, Series 4, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in November 1999. FINRA credited Andrew Kilbarger with the SIE, which began in October 2018.
Where is Andrew Kilbarger based?
Andrew Kilbarger’s registered office is in Ann Arbor, MI.
Is Andrew Kilbarger registered with FINRA?
Yes. Andrew Kilbarger has a current broker registration, under CRD 3069019.
Source: FINRA BrokerCheck
How can I verify Andrew Kilbarger’s record?
Search CRD 3069019 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Kilbarger’s full registration record.
Brandon RydellPresident
Dana RhodesChief Operating Officer
John McClellanChief Risk and Business Officer- Randolph PistorChief Legal Officer
- Jerome RydellCEO, Chairman and Trustee of the Jerome S. Rydell Revocable Living Trust Dated 12/21/1998, As Amended and Restated on 10/23/2020
- Mark SteinmanAvp Operations