Jerome Rydell has been CEO, Chairman and Trustee of the Jerome S. Rydell Revocable Living Trust Dated 12/21/1998, As Amended and Restated on 10/23/2020 of Sigma Planning since October 1983, is a control person of the firm and directly owns under 5% of it.
Sigma Planning Corporation is an Ann Arbor, MI firm with $6.1B under management, 30,916 clients and 471 advisers across 337 offices, as of its May 2026 filing.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 1988 |
| Series 24 | General Securities Principal Examination | 19 July 1983 |
| Series 1 | Registered Representative Examination | 9 December 1971 |
- Name
- Operations Professional Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Registered Representative Examination
- Full name
- Jerome Stanley Rydell
- CRD
- 408389
- Firm
- Sigma Planning · CRD 110692
- Role
- CEO, Chairman and Trustee of the Jerome S. Rydell Revocable Living Trust Dated 12/21/1998, As Amended and Restated on 10/23/2020
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jerome Rydell work?
Jerome Rydell has been CEO, Chairman and Trustee of the Jerome S. Rydell Revocable Living Trust Dated 12/21/1998, As Amended and Restated on 10/23/2020 of Sigma Planning Corporation since October 1983, and is a control person of the firm.
Does Jerome Rydell have a current investment-adviser registration?
Jerome Rydell has a current broker registration and no current investment-adviser registration.
What exams has Jerome Rydell passed?
Jerome Rydell has passed 5 licensing exams: the Series 1, Series 24, Series 63, Series 99TO and Series 7TO. The earliest, the Series 1, was passed in December 1971. FINRA credited Jerome Rydell with the SIE, which began in October 2018.
Where was Jerome Rydell previously registered as an investment adviser?
Jerome Rydell has past investment-adviser registrations through SPC, October 1995 to December 2024, across 1 firm.
Is Jerome Rydell registered with FINRA?
Yes. Jerome Rydell has a current broker registration, under CRD 408389.
Source: FINRA BrokerCheck
How can I verify Jerome Rydell’s record?
Search CRD 408389 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jerome Rydell’s full registration record.
