Mark Nortman has been President of Capitol Family Office since August 2011, is a control person of the firm and directly owns between 50% and 75% of it.
Capitol Family Office, Inc. is a Beaverton, OR firm with $136M under management, 124 clients and 2 advisers in one office, as of its March 2026 filing.
Mark Nortman’s longest registration was 8 years at Financial Advocates Investment Management (2013–2021). Before joining Capitol Family Office in 2021, Mark Nortman was registered through Financial Advocates Investment Management and LPL Financial LLC.
- Capitol Family Office, Inc.Current– present · 5 yearsBeaverton, OR · Adviser representative · Firm CRD 312005
- Financial Advocates Investment Management– · 8 yearsBeaverton, OR · Adviser representative · Firm CRD 151298
- LPL Financial LLC– · 2 yearsBeaverton, OR · Adviser representative · Firm CRD 6413
- Pacific West Financial Consultant Inc– · 1 yearPortland, OR · Adviser representative · Firm CRD 108728
- Morgan Stanley– · under a yearPortland, OR · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Mark Nortman is registered as an investment adviser representative in 2 states. Each was approved in February 2021.
- OregonSince 1 February 2021
- WashingtonSince 3 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 5 August 2002 |
| Series 66 | Uniform Combined State Law Examination | 25 June 2002 |
| Series 7 | General Securities Representative Examination | 1 June 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark David Nortman
- CRD
- 4514959
- Firm
- Capitol Family Office · CRD 312005
- Role
- President
- Office
- 1500 NW BETHANY BLVD., SUITE 200, Beaverton, OR 97006
- Registration
- Investment adviser registration
- In the industry since
- December 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Nortman work?
Mark Nortman has been President of Capitol Family Office, Inc. since August 2011, and is a control person of the firm.
Is Mark Nortman a financial advisor?
Yes. Mark Nortman has a current investment-adviser registration in Oregon and Washington, through Capitol Family Office since February 2021.
How many years of experience does Mark Nortman have?
Mark Nortman has 23 years in the financial industry, since December 2002, across 5 adviser firms.
What exams has Mark Nortman passed?
Mark Nortman has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in June 2002. FINRA credited Mark Nortman with the SIE, which began in October 2018.
Where did Mark Nortman work before Capitol Family Office?
Before Capitol Family Office, Mark Nortman was registered through LPL Financial LLC, August 2011 to December 2013; Pacific West Financial Consultant Inc, May 2004 to December 2005; Morgan Stanley, April 2003 to May 2003.
Where is Mark Nortman based?
Mark Nortman’s registered office is in Beaverton, OR.
Is Mark Nortman registered with FINRA?
No. Mark Nortman has no current broker registration.
How can I verify Mark Nortman’s record?
Search CRD 4514959 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Nortman’s full registration record.