Erica Nortman has been Managing Partner & Chief Compliance Officer of Capitol Family Office since August 2011, is a control person of the firm and directly owns between 50% and 75% of it.
Capitol Family Office, Inc. is a Beaverton, OR firm with $136M under management, 124 clients and 2 advisers in one office, as of its March 2026 filing.
Erica Nortman’s longest registration was 8 years at Financial Advocates Investment Management (2013–2021). Before joining Capitol Family Office in 2021, Erica Nortman was registered through Financial Advocates Investment Management and LPL Financial LLC.
- Capitol Family Office, Inc.Current– present · 5 yearsBeaverton, OR · Adviser representative · Firm CRD 312005
- Financial Advocates Investment Management– · 8 yearsBeaverton, OR · Adviser representative · Firm CRD 151298
- LPL Financial LLC– · 1 yearBeaverton, OR · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Erica Nortman is registered as an investment adviser representative in 2 states. Each was approved in February 2021.
- OregonSince 1 February 2021
- WashingtonSince 3 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 October 2008 |
| Series 7 | General Securities Representative Examination | 26 September 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Erica Gail Nortman
- CRD
- 5492685
- Firm
- Capitol Family Office · CRD 312005
- Role
- Managing Partner & Chief Compliance Officer
- Office
- 1500 NW BETHANY BLVD., SUITE 200, Beaverton, OR 97006
- Registration
- Investment adviser registration
- In the industry since
- September 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Erica Nortman work?
Erica Nortman has been Managing Partner & Chief Compliance Officer of Capitol Family Office, Inc. since August 2011, and is a control person of the firm.
Is Erica Nortman a financial advisor?
Yes. Erica Nortman has a current investment-adviser registration in Oregon and Washington, through Capitol Family Office since February 2021.
How many years of experience does Erica Nortman have?
Erica Nortman has 18 years in the financial industry, since September 2008, across 3 adviser firms.
What exams has Erica Nortman passed?
Erica Nortman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2008. FINRA credited Erica Nortman with the SIE, which began in October 2018.
Where did Erica Nortman work before Capitol Family Office?
Before Capitol Family Office, Erica Nortman was registered through LPL Financial LLC, August 2011 to May 2013.
Where is Erica Nortman based?
Erica Nortman’s registered office is in Beaverton, OR.
Is Erica Nortman registered with FINRA?
No. Erica Nortman has no current broker registration.
How can I verify Erica Nortman’s record?
Search CRD 5492685 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erica Nortman’s full registration record.