Mark Baksic has been an investment adviser representative at Life Planning Advisors since August 2024, and is not listed among the firm’s executive officers or direct owners.
Life Planning Advisors LLC is a Bigfork, MT firm with $169M under management, 979 clients and 4 advisers across 4 offices, as of its March 2026 filing.
Mark Baksic’s longest registration was 9 years at Western International Securities (2015–2024). Before joining Life Planning Advisors in 2024, Mark Baksic was registered through Western International Securities and GBS Advisors.
- Life Planning Advisors LLCCurrent– present · 2 yearsGarden Grove, CA · Adviser representative · Firm CRD 151292
- Western International Securities– · 9 yearsHuntington Beach, CA · Adviser representative · Firm CRD 39262
- GBS Advisors– · under a yearHuntington Beach, CA · Adviser representative · Firm CRD 16906
- GBS Advisors– · 3 yearsHuntington Beach, CA · Adviser representative · Firm CRD 16906
Investment adviser representative registrations
Mark Baksic is registered as an investment adviser representative in California, since August 2024.
- CaliforniaSince 21 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 June 2010 |
| Series 7 | General Securities Representative Examination | 18 February 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Anton Baksic
- CRD
- 5749934
- Firm
- Life Planning Advisors · CRD 151292
- Office
- Garden Grove, CA
- Registration
- Investment adviser registration
- In the industry since
- February 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Baksic work?
Mark Baksic is an investment adviser representative registered through Life Planning Advisors LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Mark Baksic a financial advisor?
Yes. Mark Baksic has a current investment-adviser registration in California, through Life Planning Advisors since August 2024.
How many years of experience does Mark Baksic have?
Mark Baksic has 16 years in the financial industry, since February 2010, across 3 adviser firms.
What exams has Mark Baksic passed?
Mark Baksic has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2010. FINRA credited Mark Baksic with the SIE, which began in October 2018.
Where did Mark Baksic work before Life Planning Advisors?
Before Life Planning Advisors, Mark Baksic was registered through Western International Securities, January 2015 to August 2024; GBS Advisors, February 2014 to December 2014; GBS Advisors, November 2010 to December 2013.
Where is Mark Baksic based?
Mark Baksic’s registered office is in Garden Grove, CA.
Is Mark Baksic registered with FINRA?
No. Mark Baksic has no current broker registration.
How can I verify Mark Baksic’s record?
Search CRD 5749934 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Baksic’s full registration record.
