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Mark Alberici

Director at Ssga Funds Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

1
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Mark Alberici is Director of Ssga Funds Management, Inc., a Boston investment adviser managing $1.42T. Mark Alberici has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Ssga Funds Management

Title on Schedule A
Director
Control
Mark Alberici is a control person of Ssga Funds Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Mark Alberici has held the filed role since April 2025.

The firm

Ssga Funds Management, Inc.
Boston, MA

Form ADV filed 28 August 2026

$1.42T AUM339 clients220 advisers4 offices

Career on record

Firms and exams, newest first
  1. Passed Series 57TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2008
  4. Passed Series 55 · 2006
  5. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · 8 years
    New York, NY · Adviser representative · Firm CRD 7691
  6. Passed Series 3 · 2005
  7. Passed Series 63 · 2001
  8. Passed Series 7 · 2000

Registrations and exams

Broker registration; no current adviser registration. Mark Alberici has passed 7 qualifying exams.

Examinations

Series 638 March 2001
Name
Uniform Securities Agent State Law Examination
Series 2422 December 2008
Name
General Securities Principal Examination
Series 57TO2 January 2023
Name
Securities Trader Exam
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 5526 June 2006
Name
Limited Representative-Equity Trader Exam
Series 318 August 2005
Name
National Commodity Futures Examination
Series 723 October 2000
Name
General Securities Representative Examination

Individual record

Full name
Mark F Alberici
CRD
3223458
Firm
Ssga Funds Management, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Mark Alberici work?

Mark Alberici has been Director of Ssga Funds Management, Inc. since April 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 August 2026

Does Mark Alberici have a current investment-adviser registration?

Mark Alberici has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Mark Alberici passed?

Mark Alberici has passed 7 licensing exams: the Series 7, Series 63, Series 3, Series 55, Series 24, SIE and Series 57TO. The earliest, the Series 7, was passed in October 2000.

Source: IAPD individual record, checked 17 October 2026

Where was Mark Alberici previously registered as an investment adviser?

Mark Alberici has past investment-adviser registrations through Merrill Lynch, Pierce, Fenner & Smith Incorporated, January 2006 to August 2013, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Ssga Funds Management

Sources

  1. IAPD individual record, CRD 3223458. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Ssga Funds Management, Inc., filed 28 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mark Alberici or Ssga Funds Management, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.