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Allison Bonds Mazza

Director at Ssga Funds Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

1
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Allison Bonds Mazza is Director of Ssga Funds Management, Inc., a Boston investment adviser managing $1.42T. Allison Bonds Mazza has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Ssga Funds Management

Title on Schedule A
Director
Control
Allison Bonds Mazza is a control person of Ssga Funds Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Allison Bonds Mazza has held the filed role since April 2025.

The firm

Ssga Funds Management, Inc.
Boston, MA

Form ADV filed 28 August 2026

$1.42T AUM339 clients220 advisers4 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2006
  3. Prudential Investments LLC
    – · 5 years
    Santa Monica, CA · Adviser representative · Firm CRD 105670
  4. Passed Series 66, Series 9 and Series 10 · 2002
  5. Passed Series 7 · 2001

Registrations and exams

Broker registration; no current adviser registration. Allison Bonds Mazza has passed 6 qualifying exams.

Examinations

Series 664 February 2002
Name
Uniform Combined State Law Examination
Series 2412 September 2006
Name
General Securities Principal Examination
Series 1010 September 2002
Name
General Securities Sales Supervisor - General Module Examination
Series 919 July 2002
Name
General Securities Sales Supervisor - Options Module Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 713 September 2001
Name
General Securities Representative Examination

Individual record

Full name
Allison Hathhorn Bonds Mazza
CRD
4439495
Firm
Ssga Funds Management, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Allison Bonds Mazza work?

Allison Bonds Mazza has been Director of Ssga Funds Management, Inc. since April 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 August 2026

Does Allison Bonds Mazza have a current investment-adviser registration?

Allison Bonds Mazza has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Allison Bonds Mazza passed?

Allison Bonds Mazza has passed 6 licensing exams: the Series 7, Series 66, Series 9, Series 10, Series 24 and SIE. The earliest, the Series 7, was passed in September 2001.

Source: IAPD individual record, checked 17 October 2026

Where was Allison Bonds Mazza previously registered as an investment adviser?

Allison Bonds Mazza has past investment-adviser registrations through Prudential Investments LLC, June 2003 to June 2008, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Ssga Funds Management

Sources

  1. IAPD individual record, CRD 4439495. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Ssga Funds Management, Inc., filed 28 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Allison Bonds Mazza or Ssga Funds Management, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.