Mario Modiano is a control person of LM Capital Group and directly owns under 5% of it. Mario Modiano holds a BA in Applied Mathematics from the University of California, Berkeley, an MS from Cornell University and an MBA from Harvard Business School.
LM Capital Group is an investment adviser based in San Diego, CA, registered with the SEC since 2002. It provides investment management. Its clients include state or municipal government entities, other clients, and pension and profit-sharing plans. Its regulatory assets under management total $6.1 billion, as filed on 24 March 2026. Its fees, ownership and offices are on the firm’s profile.
Mario Modiano is Senior Portfolio Manager of LM Capital Group. He joined the firm in 2004. As Senior Portfolio Manager, he oversees portfolios across multiple fixed-income strategies, including emerging market debt. His experience includes an intern position at the World Bank Group and President/Chief Executive Officer of EPI S.A., a financial systems software developer and marketing firm.
- CRD
- 5090156
- Firm
- LM Capital Group · CRD 120277
- Role
- Portfolio Manager
- In role since
- October 2004 · 22 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- San Diego, CA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lmcapital.com
Where does Mario Modiano work?
Mario Modiano has been Portfolio Manager of LM Capital Group, LLC since October 2004, and is a control person of the firm.
How can I verify Mario Modiano’s record?
Mario Modiano’s role is listed on LM Capital Group, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 120277.
