Jeffrey Frankel is not listed as a control person, but directly owns under 5% of LM Capital Group. Jeffrey Frankel holds a BA in Political Science from the University of Hartford.
LM Capital Group is an investment adviser based in San Diego, CA, registered with the SEC since 2002. It provides investment management. Its clients include state or municipal government entities, other clients, and pension and profit-sharing plans. Its regulatory assets under management total $6.1 billion, as filed on 24 March 2026. Its fees, ownership and offices are on the firm’s profile.
Jeffrey Frankel is Chief Compliance Officer of LM Capital Group. He manages the compliance affairs at the firm and joined in January 2010. Prior to the firm, he served as Assistant Vice President - Compliance at LPL Financial in San Diego, where he supervised financial advisors and Registered Investment Advisors.
- CRD
- 2268046
- Firm
- LM Capital Group · CRD 120277
- Role
- Chief Compliance Officer
- In role since
- January 2010 · 16 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- San Diego, CA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lmcapital.com
Where does Jeffrey Frankel work?
Jeffrey Frankel has been Chief Compliance Officer of LM Capital Group, LLC since January 2010.
How can I verify Jeffrey Frankel’s record?
Jeffrey Frankel’s role is listed on LM Capital Group, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 120277.
