Luis Maizel has been Senior Managing Director of LM Capital Group since September 1988, is a control person of the firm and directly owns under 5% of it. Luis Maizel holds a BS in Mechanical Engineering from National University of Mexico (UNAM), an MS in Industrial Engineering from National University of Mexico (UNAM) and an MBA from Harvard Business School.
LM Capital Group, LLC is a San Diego, CA firm with $6.1B under management, 36 clients and 9 advisers in one office, as of its March 2026 filing.
Luis Maizel is Founder and Chairman of LM Capital Group and a member of the Investment Strategy Group (ISG). He has been investing in the global fixed income markets since 1984, when he began managing mostly tax-exempt portfolios for high-net-worth individuals. His experience includes Vice President of Finance for Grupoventas, S.A., and a tenure as President of Industrias Kuick, S.A. and Blount Agroindustrias, S.A.
Luis Maizel’s longest registration was 13 years at LM Advisors Inc (1997–2011).
- LM Advisors LLCAlso current– present · 2 yearsSan Diego, CA · Adviser representative · Firm CRD 153940
- LM Advisors Inc– · 13 yearsSan Diego, CA · Adviser representative · Firm CRD 110883
Investment adviser representative registrations
Luis Maizel is registered as an investment adviser representative in California, since July 2024.
- CaliforniaSince 29 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 July 2024 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 4415122
- Firm
- LM Capital Group · CRD 120277
- Role
- Senior Managing Director
- Registration
- Investment adviser registration
- In the industry since
- November 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lmcapital.com
Where does Luis Maizel work?
Luis Maizel has been Senior Managing Director of LM Capital Group, LLC since September 1988, and is a control person of the firm.
Is Luis Maizel a financial advisor?
Yes. Luis Maizel has a current investment-adviser registration in California.
How many years of experience does Luis Maizel have?
Luis Maizel has 15 years in the financial industry, since November 2010, across 2 adviser firms.
What exams has Luis Maizel passed?
Luis Maizel passed the Series 65 in July 2024.
Where was Luis Maizel previously registered as an investment adviser?
Luis Maizel has past investment-adviser registrations through LM Advisors Inc, July 1997 to March 2011, across 2 firms.
Is Luis Maizel registered with FINRA?
No. Luis Maizel has no current broker registration.
How can I verify Luis Maizel’s record?
Search CRD 4415122 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Luis Maizel’s full registration record.
