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Marilyn Rosh

Senior Vice President & Controller at Natixis Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Marilyn Rosh is Senior Vice President & Controller of Natixis Advisors, LLC, a Boston investment adviser managing $109B. Marilyn Rosh has a current broker registration and no current investment-adviser registration and has passed the Series 27, SIE and Series 99TO.

Role at Natixis Advisors

Title on Schedule A
Senior Vice President & Controller
Control
Marilyn Rosh is a control person of Natixis Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Marilyn Rosh has held the filed role since March 2011.

The firm

Natixis Advisors, LLC
Boston, MA

Form ADV filed 27 March 2026

$109B AUM115,562 clients48 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed SIE and Series 99TO · 2023
  2. Passed Series 27 · 2000

Registrations and exams

Broker registration; no current adviser registration. Marilyn Rosh has passed 3 qualifying exams.

Examinations

Series 2728 August 2000
Name
Financial and Operations Principal Examination
SIE2 January 2023
Name
Securities Industry Essentials Examination
Series 99TO2 January 2023
Name
Operations Professional Examination

Individual record

Full name
Marilyn Vinton Rosh
CRD
4206001
Firm
Natixis Advisors, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Marilyn Rosh work?

Marilyn Rosh has been Senior Vice President & Controller of Natixis Advisors, LLC since March 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 March 2026

Does Marilyn Rosh have a current investment-adviser registration?

Marilyn Rosh has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Marilyn Rosh passed?

Marilyn Rosh has passed 3 licensing exams: the Series 27, SIE and Series 99TO. The earliest, the Series 27, was passed in August 2000.

Source: IAPD individual record, checked 17 October 2026

Leadership at Natixis Advisors

  • David Giunta
    President & Chief Executive Officer (ceo) and Board of Managers Member
  • Warren Besser
    Executive Vice President (evp), Chief Financial Officer (cfo)
  • Anthony Loureiro
    Senior Vice President (SVP)
  • Susan Tobin
    Executive Vice President (evp) General Counsel
  • David Vallon
    Senior Vice President (SVP) & Chief Compliance Officer (cco) - Advisor
  • Marina Gross
    Head Natixis Investment Managers Solutions
  • Christopher Sharpe
    CIO Natixis Investment Manager Solutions U.S.
  • Eric Ward
    Board of Managers Member
  • Michael Yip
    Chief Investment Officer, Direct Indexing

Sources

  1. IAPD individual record, CRD 4206001. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Natixis Advisors, LLC, filed 27 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Marilyn Rosh or Natixis Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.