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Marc Stern

Chairman, Elected Manager at Metropolitan West Asset Management

Officer record from the firm’s Form ADVForm ADV filed 5 May 2026

Marc Stern is Chairman, Elected Manager of Metropolitan West Asset Management LLC, a Los Angeles investment adviser.

Role at Metropolitan West Asset Management

Title on Schedule A
Chairman, Elected Manager
Control
Marc Stern is a control person of Metropolitan West Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Marc Stern has held the filed role since February 2013.

The firm

Metropolitan West Asset Management LLC
Los Angeles, CA

Form ADV filed 5 May 2026

$78.5B AUM91 clients86 advisers3 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Marc Stern is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Marc Stern
CRD
4335929
Firm
Metropolitan West Asset Management LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Marc Stern work?

Marc Stern has been Chairman, Elected Manager of Metropolitan West Asset Management LLC since February 2013, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 5 May 2026

Leadership at Metropolitan West Asset Management

  • Kathryn Koch
    President and Chief Executive Officer, Elected Manager
  • Andrew Bowden
    Manager, Executive Vice President, General Counsel, Secretary, Elected Manager
  • Jessica Kung
    Executive Vice President, Chief Human Resources Officer, Elected Manager
  • Melissa Stolfi
    Executive Vice President, Global Chief Operating Officer, Elected Manager
  • Richard Villa
    Manager, Executive Vice President, Chief Financial Officer, Elected Manager
  • Kathryn Jones
    Global Chief Compliance Officer
  • Bryan Whalen
    Chief Investment Officer, Group Managing Director, Elected Manager

Sources

  1. IAPD individual lookup, CRD 4335929. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Metropolitan West Asset Management LLC, filed 5 May 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Marc Stern or Metropolitan West Asset Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.