Niva WealthLet’s talk

Jessica Kung

Executive Vice President, Chief Human Resources Officer, Elected Manager at Metropolitan West Asset Management

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Jessica Kung is Executive Vice President, Chief Human Resources Officer, Elected Manager of Metropolitan West Asset Management LLC, a Los Angeles investment adviser managing $78.5B. Jessica Kung has a current broker registration and no current investment-adviser registration and has passed the Series 7 and SIE.

Role at Metropolitan West Asset Management

Title on Schedule A
Executive Vice President, Chief Human Resources Officer, Elected Manager
Control
Jessica Kung is a control person of Metropolitan West Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jessica Kung has held the filed role since July 2025.

The firm

Metropolitan West Asset Management LLC
Los Angeles, CA

Form ADV filed 5 May 2026

$78.5B AUM91 clients86 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 · 2004

Registrations and exams

Broker registration; no current adviser registration. Jessica Kung has passed 2 qualifying exams.

Examinations

SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 714 August 2004
Name
General Securities Representative Examination

Individual record

Full name
Jessica H Kung
CRD
4833819
Firm
Metropolitan West Asset Management LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Jessica Kung work?

Jessica Kung has been Executive Vice President, Chief Human Resources Officer, Elected Manager of Metropolitan West Asset Management LLC since July 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 5 May 2026

Does Jessica Kung have a current investment-adviser registration?

Jessica Kung has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Jessica Kung passed?

Jessica Kung has passed 2 licensing exams: the Series 7 and SIE. The earliest, the Series 7, was passed in August 2004.

Source: IAPD individual record, checked 18 October 2026

Leadership at Metropolitan West Asset Management

  • Kathryn Koch
    President and Chief Executive Officer, Elected Manager
  • Andrew Bowden
    Manager, Executive Vice President, General Counsel, Secretary, Elected Manager
  • Melissa Stolfi
    Executive Vice President, Global Chief Operating Officer, Elected Manager
  • Richard Villa
    Manager, Executive Vice President, Chief Financial Officer, Elected Manager
  • Kathryn Jones
    Global Chief Compliance Officer
  • Marc Stern
    Chairman, Elected Manager
  • Bryan Whalen
    Chief Investment Officer, Group Managing Director, Elected Manager

Sources

  1. IAPD individual record, CRD 4833819. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Metropolitan West Asset Management LLC, filed 5 May 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jessica Kung or Metropolitan West Asset Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.