Marc Roth has been an investment adviser representative at Elmwood Wealth Management since January 2026, and is not listed among the firm’s executive officers or direct owners. Marc Roth holds a BA in English and German literature from Northwestern University, an MA from the University of California, Berkeley and a Ph.D. from the University of California, Berkeley.
Elmwood Wealth Management, Inc. is a Berkeley, CA firm with $478M under management, 210 clients and 4 advisers in one office, as of its May 2026 filing.
Marc Roth is Financial Advisor of Elmwood Wealth Management. Roth has 40 years of investment management and capital markets experience in the US and Europe. He worked in institutional services at firms including LF Rothschild, Mabon Nugent International and Donaldson, Lufkin, Jenrette, then founded JMR Capital Management in 1995, serving as its President and running it for over 25 years. Before joining Elmwood, he was an advisor at Atlas Capital Advisors.
Marc Roth’s longest registration was 25 years at JMR Capital Management Inc (1994–2019). Before joining Elmwood Wealth Management in 2026, Marc Roth was registered through Atlas Capital Advisors Inc. and JMR Capital Management Inc.
- Elmwood Wealth ManagementCurrent– present · under a yearBerkeley, CA · Adviser representative · Firm CRD 165639
- Atlas Capital Advisors Inc.– · 6 yearsSan Francisco, CA · Adviser representative · Firm CRD 127036
- JMR Capital Management Inc– · 25 yearsSan Francisco, CA · Adviser representative · Firm CRD 138425
Investment adviser representative registrations
Marc Roth is registered as an investment adviser representative in California, since January 2026.
- CaliforniaSince 28 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 15 | Foreign Currency Options Examination | 6 June 1984 |
| Series 7 | General Securities Representative Examination | 19 December 1981 |
- Name
- Foreign Currency Options Examination
- Name
- General Securities Representative Examination
- Full name
- Marc Allen Roth
- CRD
- 1024631
- Firm
- Elmwood Wealth Management · CRD 165639
- Office
- 2027 FOURTH STREET, SUITE 203, Berkeley, CA 94710-1912
- Registration
- Investment adviser registration
- In the industry since
- August 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- elmwoodwealth.com
Where does Marc Roth work?
Marc Roth is an investment adviser representative registered through Elmwood Wealth Management, Inc. since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Marc Roth a financial advisor?
Yes. Marc Roth has a current investment-adviser registration in California, through Elmwood Wealth Management since January 2026.
How many years of experience does Marc Roth have?
Marc Roth has 32 years in the financial industry, since August 1994, across 3 adviser firms.
What exams has Marc Roth passed?
Marc Roth has passed 2 licensing exams: the Series 7 and Series 15. The earliest, the Series 7, was passed in December 1981.
Where did Marc Roth work before Elmwood Wealth Management?
Before Elmwood Wealth Management, Marc Roth was registered through Atlas Capital Advisors Inc., August 2019 to December 2025; JMR Capital Management Inc, June 1994 to August 2019.
Where is Marc Roth based?
Marc Roth’s registered office is in Berkeley, CA.
Is Marc Roth registered with FINRA?
No. Marc Roth has no current broker registration.
How can I verify Marc Roth’s record?
Search CRD 1024631 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marc Roth’s full registration record.