Shannon Lemon has been COO/CCO of Elmwood Wealth Management since September 2012, is a control person of the firm and directly owns between 50% and 75% of it. Shannon Lemon holds a Bachelor of Arts in Psychology from the University of Colorado at Boulder.
Elmwood Wealth Management, Inc. is a Berkeley, CA firm with $478M under management, 210 clients and 4 advisers in one office, as of its May 2026 filing.
Shannon Lemon is Wealth Manager of Elmwood Wealth Management, based in Berkeley, California. Lemon co-founded the firm and works directly with clients on financial planning, investment management, estate planning and tax planning. Before co-founding it, Lemon worked for Osborne Partners Capital Management for 18 years, where she was Chief Compliance Officer and a principal, provided financial planning services and oversaw the Client Service and Operations Teams.
- Elmwood Wealth ManagementCurrent– present · 13 yearsBerkeley, CA · Adviser representative · Firm CRD 165639
Professional designations
Listed by Elmwood Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Shannon Lemon is registered as an investment adviser representative in 2 states. The first approvals date from November 2012; the most recent is Texas, in November 2024.
- CaliforniaSince 7 November 2012
- TexasSince 12 November 2024
Examinations
No examinations are on Shannon Lemon’s record.
- Full name
- Shannon Stacy Lemon
- CRD
- 5129936
- Firm
- Elmwood Wealth Management · CRD 165639
- Role
- COO/CCO
- Office
- 2027 FOURTH STREET, SUITE C, Berkeley, CA 94710
- Registration
- Investment adviser registration
- In the industry since
- November 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- elmwoodwealth.com
Where does Shannon Lemon work?
Shannon Lemon has been COO/CCO of Elmwood Wealth Management, Inc. since September 2012, and is a control person of the firm.
Is Shannon Lemon a financial advisor?
Yes. Shannon Lemon has a current investment-adviser registration in California and Texas, through Elmwood Wealth Management since November 2012.
How many years of experience does Shannon Lemon have?
Shannon Lemon has 13 years in the financial industry, since November 2012, across 1 adviser firm.
Where is Shannon Lemon based?
Shannon Lemon’s registered office is in Berkeley, CA.
Is Shannon Lemon registered with FINRA?
No. Shannon Lemon has no current broker registration.
Is Shannon Lemon a CFP?
Elmwood Wealth Management lists Shannon Lemon with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Shannon Lemon’s record?
Search CRD 5129936 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shannon Lemon’s full registration record.