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Marc Gordon

Chief Financial Officer at Morgan Stanley Institutional Investment Advisors

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Marc Gordon is Chief Financial Officer of Morgan Stanley Institutional Investment Advisors LLC, a Greenwood Village investment adviser managing $14.7B. Marc Gordon has a current broker registration and no current investment-adviser registration and has passed the Series 99 and SIE.

Role at Morgan Stanley Institutional Investment Advisors

Title on Schedule A
Chief Financial Officer
Control
Marc Gordon is a control person of Morgan Stanley Institutional Investment Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Marc Gordon has held the filed role since September 2021.

The firm

Morgan Stanley Institutional Investment Advisors LLC
Greenwood Village, CO

Form ADV filed 20 August 2026

$14.7B AUM70 clients33 advisers4 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 99 · 2012

Registrations and exams

Broker registration; no current adviser registration. Marc Gordon has passed 2 qualifying exams.

Examinations

SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 9916 October 2012
Name
Operations Professional Examination

Individual record

Full name
Marc Ira Gordon
CRD
5200551
Firm
Morgan Stanley Institutional Investment Advisors LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Marc Gordon work?

Marc Gordon has been Chief Financial Officer of Morgan Stanley Institutional Investment Advisors LLC since September 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 20 August 2026

Does Marc Gordon have a current investment-adviser registration?

Marc Gordon has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Marc Gordon passed?

Marc Gordon has passed 2 licensing exams: the Series 99 and SIE. The earliest, the Series 99, was passed in October 2012.

Source: IAPD individual record, checked 18 October 2026

Leadership at Morgan Stanley Institutional Investment Advisors

Sources

  1. IAPD individual record, CRD 5200551. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Morgan Stanley Institutional Investment Advisors LLC, filed 20 August 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Marc Gordon or Morgan Stanley Institutional Investment Advisors LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.