Role at Morgan Stanley Institutional Investment Advisors
- Title on Schedule A
- Vice President
- Control
- Daniel Gamble is a control person of Morgan Stanley Institutional Investment Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Daniel Gamble has held the filed role since May 2026.
The firm
Form ADV filed 20 August 2026
Career on record
- Passed SIE · 2018
- Morgan StanleyCurrent– present · 10 years, · Adviser representative · Firm CRD 149777
- Morgan StanleyCurrent– present · 10 yearsAvon, NJ · Adviser representative and broker · Firm CRD 149777
- UBS Financial Services Inc.– · 4 yearsRed Bank, NJ · Adviser representative · Firm CRD 8174
- Passed Series 9 and Series 10 · 2009
- Passed Series 7 and Series 66 · 2007
Registrations and exams
Daniel Gamble has a current investment-adviser registration in New Jersey, New York, Texas and Utah and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New Jersey | Investment adviser representative | Approved | 3 June 2016 |
| New York | Investment adviser representative | Approved | 16 June 2021 |
| Texas | Investment adviser representative | Approved, resident | 2 April 2020 |
| Utah | Investment adviser representative | Approved | 18 February 2026 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 July 2007 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 12 June 2009 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 30 March 2009 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 7 February 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Daniel Thompson Gamble
- CRD
- 4260623
- Registration status
- Investment adviser and broker registrations
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Daniel Gamble work?
Daniel Gamble has been Vice President of Morgan Stanley Institutional Investment Advisors LLC since May 2026, and is a control person of the firm.
Is Daniel Gamble a financial advisor?
Yes. Daniel Gamble has a current investment-adviser registration in New Jersey, New York, Texas and Utah, as of 17 October 2026.
How many years of experience does Daniel Gamble have?
Daniel Gamble has worked in the financial industry for 19 years as of 17 October 2026, counted from 8 February 2007, across 2 adviser firms.
What exams has Daniel Gamble passed?
Daniel Gamble has passed 5 licensing exams: the Series 7, Series 66, Series 9, Series 10 and SIE. The earliest, the Series 7, was passed in February 2007.
Where was Daniel Gamble previously registered as an investment adviser?
Daniel Gamble has past investment-adviser registrations through UBS Financial Services Inc., August 2012 to June 2016, across 2 firms.
Leadership at Morgan Stanley Institutional Investment Advisors
- Jeremiah FranceManager (board of Managers), Chairman, Chief Executive Officer
- Jayson DavidsonVice President
- Scott McIntoshVice President
- Tevfik PekerManager (board of Managers) and President
- Karen RobinsonVice President
- Marc GordonChief Financial Officer
- Christopher GarganoChief Compliance Officer