Mandi Hering has been an investment adviser representative at CSP Financial Group since March 2023, and is not listed among the firm’s executive officers or direct owners.
CSP Financial Group LLC is a Scottsdale, AZ firm with $151M under management, 397 clients and 21 advisers across 18 offices, as of its September 2026 filing.
Mandi Hering’s longest registration is the current one, 3 years at CSP Financial Group since 2023. Before joining CSP Financial Group in 2023, Mandi Hering was registered through Kinghorn Law, LLC.
- CSP Financial Group LLCCurrent– present · 3 yearsTucson, AZ · Adviser representative · Firm CRD 310819
- Kinghorn Law, LLC– · 1 yearTucson, AZ · Adviser representative · Firm CRD 306672
Investment adviser representative registrations
Mandi Hering is registered as an investment adviser representative in 2 states. The first approvals date from March 2023; the most recent is Texas, in July 2023.
- ArizonaSince 6 March 2023
- TexasSince 24 July 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 August 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Mandi Marie Hering
- CRD
- 7428858
- Firm
- CSP Financial Group · CRD 310819
- Office
- Tucson, AZ
- Registration
- Investment adviser registration
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Mandi Hering work?
Mandi Hering is an investment adviser representative registered through CSP Financial Group LLC since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is Mandi Hering a financial advisor?
Yes. Mandi Hering has a current investment-adviser registration in Arizona and Texas, through CSP Financial Group since March 2023.
How many years of experience does Mandi Hering have?
Mandi Hering has 5 years in the financial industry, since October 2021, across 2 adviser firms.
What exams has Mandi Hering passed?
Mandi Hering passed the Series 65 in August 2021.
Where did Mandi Hering work before CSP Financial Group?
Before CSP Financial Group, Mandi Hering was registered through Kinghorn Law, LLC, September 2021 to February 2023.
Where is Mandi Hering based?
Mandi Hering’s registered office is in Tucson, AZ.
Is Mandi Hering registered with FINRA?
No. Mandi Hering has no current broker registration.
How can I verify Mandi Hering’s record?
Search CRD 7428858 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mandi Hering’s full registration record.
