Mackenzie Rickman has been an investment adviser representative at Naples Wealth Planning since July 2024, and is not listed among the firm’s executive officers or direct owners. Mackenzie Rickman studied at the University of Missouri.
Naples Wealth Planning, LLC is a Bonita Springs, FL firm with $227M under management, 226 clients and 10 advisers in one office, as of its April 2026 filing.
Mackenzie Rickman is Vice President, Investments & Planning at Naples Wealth Planning. She joined in 2017 and brings 17 years of financial planning, asset allocation and risk management experience. She spent 17 years with Merrill Lynch, A.G. Edwards and Stifel Nicolaus in Mid-Missouri, helping individuals and small businesses manage volatility and reach their financial goals.
Mackenzie Rickman’s longest registration was 7 years at Stifel, Nicolaus & Company, Incorporated (2009–2017). Before joining Naples Wealth Planning in 2024, Mackenzie Rickman was registered through Imprint Wealth LLC and Laidlaw Wealth Management LLC.
- Naples Wealth PlanningCurrent– present · 2 yearsBonita Springs, FL · Adviser representative · Firm CRD 330316
- Imprint Wealth LLC– · 1 yearNaples, FL · Adviser representative · Firm CRD 322130
- Laidlaw Wealth Management LLC– · 2 yearsNaples, FL · Adviser representative · Firm CRD 150040
- Naples Wealth Planning– · 3 yearsNaples, FL · Adviser representative · Firm CRD 281234
- Capital Wealth Planning, LLC– · 3 yearsNaples, FL · Adviser representative · Firm CRD 150764
- Stifel, Nicolaus & Company, Incorporated– · 7 yearsColumbia, MO · Adviser representative · Firm CRD 793
- Merrill Lynch Pierce Fenner & Smith Inc.– · 3 yearsColumbia, MO · Adviser representative · Firm CRD 7691
Professional designations
Listed by Naples Wealth Planning
- CFP®
Investment adviser representative registrations
Mackenzie Rickman is registered as an investment adviser representative in Florida, since July 2024.
- FloridaSince 2 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 July 2000 |
| Series 7 | General Securities Representative Examination | 5 June 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mackenzie C Rickman
- CRD
- 4189721
- Firm
- Naples Wealth Planning · CRD 330316
- Office
- 3301 BONITA BEACH ROAD, SUITE 308, Bonita Springs, FL 34103
- Registration
- Investment adviser registration
- In the industry since
- August 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- napleswealthplanning.com
Where does Mackenzie Rickman work?
Mackenzie Rickman is an investment adviser representative registered through Naples Wealth Planning, LLC since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Mackenzie Rickman a financial advisor?
Yes. Mackenzie Rickman has a current investment-adviser registration in Florida, through Naples Wealth Planning since July 2024.
How many years of experience does Mackenzie Rickman have?
Mackenzie Rickman has 26 years in the financial industry, since August 2000, across 7 adviser firms.
What exams has Mackenzie Rickman passed?
Mackenzie Rickman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2000. FINRA credited Mackenzie Rickman with the SIE, which began in October 2018.
Where did Mackenzie Rickman work before Naples Wealth Planning?
Before Naples Wealth Planning, Mackenzie Rickman was registered through Laidlaw Wealth Management LLC, October 2020 to August 2023; Naples Wealth Planning (CRD 281234), December 2017 to December 2020; Capital Wealth Planning, LLC, June 2017 to December 2020; Stifel, Nicolaus & Company, Incorporated, December 2009 to April 2017; Merrill Lynch Pierce Fenner & Smith Inc., April 2001 to December 2004.
Where is Mackenzie Rickman based?
Mackenzie Rickman’s registered office is in Bonita Springs, FL.
Is Mackenzie Rickman registered with FINRA?
No. Mackenzie Rickman has no current broker registration.
Is Mackenzie Rickman a CFP?
Naples Wealth Planning lists Mackenzie Rickman with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Mackenzie Rickman biography, napleswealthplanning.com
How can I verify Mackenzie Rickman’s record?
Search CRD 4189721 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mackenzie Rickman’s full registration record.
