Lynne Goldsmith has been an investment adviser representative at Googins Advisors since March 2022, and is not listed among the firm’s executive officers or direct owners.
Googins Advisors, Inc. is a Middleton, WI firm with $566M under management, 796 clients and 3 advisers in one office, as of its September 2026 filing.
Lynne Goldsmith’s longest registration was 9 years at Strategic Advisers, Inc. (2006–2016). Before joining Googins Advisors in 2022, Lynne Goldsmith was registered through Strategic Advisers, Inc. and Citistreet Financial Services LLC.
- Googins Advisors, Inc.Current– present · 4 yearsMiddleton, WI · Adviser representative · Firm CRD 13985
- Strategic Advisers, Inc.– · 9 yearsMiddleton, WI · Adviser representative · Firm CRD 104555
- Citistreet Financial Services LLC– · under a yearIrving, TX · Adviser representative · Firm CRD 107311
Investment adviser representative registrations
Lynne Goldsmith is registered as an investment adviser representative in Wisconsin, since March 2022.
- WisconsinSince 3 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 6 February 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 January 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 January 1998 |
| Series 7 | General Securities Representative Examination | 30 December 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lynne Ripple Goldsmith
- CRD
- 2969176
- Firm
- Googins Advisors · CRD 13985
- Office
- 6417 UNIVERSITY AVENUE, Middleton, WI 53562
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Lynne Goldsmith work?
Lynne Goldsmith is an investment adviser representative registered through Googins Advisors, Inc. since March 2022, and is not listed among the firm’s executive officers or direct owners.
Is Lynne Goldsmith a financial advisor?
Yes. Lynne Goldsmith has a current investment-adviser registration in Wisconsin, through Googins Advisors since March 2022.
How many years of experience does Lynne Goldsmith have?
Lynne Goldsmith has 14 years in the financial industry, since December 2011, across 3 adviser firms.
What exams has Lynne Goldsmith passed?
Lynne Goldsmith has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in December 1997. FINRA credited Lynne Goldsmith with the SIE, which began in October 2018.
Where did Lynne Goldsmith work before Googins Advisors?
Before Googins Advisors, Lynne Goldsmith was registered through Strategic Advisers, Inc., October 2006 to April 2016; Citistreet Financial Services LLC, September 2004 to June 2005.
Where is Lynne Goldsmith based?
Lynne Goldsmith’s registered office is in Middleton, WI.
Is Lynne Goldsmith registered with FINRA?
No. Lynne Goldsmith has no current broker registration.
How can I verify Lynne Goldsmith’s record?
Search CRD 2969176 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lynne Goldsmith’s full registration record.