Lynda Kommel-Browne has been an investment adviser representative at Round Rock Advisors since May 2022, and is not listed among the firm’s executive officers or direct owners. Lynda Kommel-Browne holds a BA in Asian Studies from Cornell University. Lynda Kommel-Browne is a graduate of business diploma, London School of Economics.
Round Rock Advisors LLC is a Wilton, CT firm with $907M under management, 647 clients and 12 advisers across 2 offices, as of its June 2026 filing.
Lynda Kommel-Browne is Private Wealth Advisor of Round Rock Advisors, based in Wilton, CT. She has spent 30+ years in financial services, focusing on personalized financial planning, life advisory and wealth management, and specializes in intergenerational wealth transfer, women's financial issues, and disability and mental health financial issues. She is also a divorce mediator and FINRA Arbitrator.
Lynda Kommel-Browne’s longest registration is the current one, 4 years at Round Rock Advisors since 2022. Before joining Round Rock Advisors in 2022, Lynda Kommel-Browne was registered through Private Advisor Group, LLC.
- Round Rock Advisors LLCCurrent– present · 4 yearsWilton, CT · Adviser representative · Firm CRD 286007
- Private Advisor Group, LLC– · 1 yearWestport, CT · Adviser representative · Firm CRD 155216
Professional designations
Listed by Round Rock Advisors
- Chartered Financial Analyst (CFA®)
- Chartered Special Needs Consultant (ChSNC®)
- Certified Divorce Financial Analyst (CDFA®)
Investment adviser representative registrations
Lynda Kommel-Browne is registered as an investment adviser representative in Connecticut, since May 2022.
- ConnecticutSince 31 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 29 December 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 July 1985 |
| Series 7 | General Securities Representative Examination | 15 June 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 1365671
- Firm
- Round Rock Advisors · CRD 286007
- Office
- 187 DANBURY ROAD, SUITE 201, Wilton, CT 06897
- Registration
- Investment adviser registration
- In the industry since
- November 1987
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- roundrockadvisors.com
Where does Lynda Kommel-Browne work?
Lynda Kommel-Browne is an investment adviser representative registered through Round Rock Advisors LLC since May 2022, and is not listed among the firm’s executive officers or direct owners.
Is Lynda Kommel-Browne a financial advisor?
Yes. Lynda Kommel-Browne has a current investment-adviser registration in Connecticut, through Round Rock Advisors since May 2022.
How many years of experience does Lynda Kommel-Browne have?
Lynda Kommel-Browne has 38 years in the financial industry, since November 1987, across 2 adviser firms.
What exams has Lynda Kommel-Browne passed?
Lynda Kommel-Browne has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in June 1985. FINRA credited Lynda Kommel-Browne with the SIE, which began in October 2018.
Where did Lynda Kommel-Browne work before Round Rock Advisors?
Before Round Rock Advisors, Lynda Kommel-Browne was registered through Private Advisor Group, LLC, July 2020 to January 2022.
Where is Lynda Kommel-Browne based?
Lynda Kommel-Browne’s registered office is in Wilton, CT.
Is Lynda Kommel-Browne registered with FINRA?
No. Lynda Kommel-Browne has no current broker registration.
Is Lynda Kommel-Browne a CFA charterholder?
Round Rock Advisors lists Lynda Kommel-Browne with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Lynda Kommel-Browne, CFA®, CDFA®, ChSNC® biography, roundrockadvisors.com
How can I verify Lynda Kommel-Browne’s record?
Search CRD 1365671 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lynda Kommel-Browne’s full registration record.
