Luke Stein has been an investment adviser representative at Plan Group Financial since October 2025, and is not listed among the firm’s executive officers or direct owners.
Plan Group Financial, Inc. is an Oklahoma City, OK firm with $690M under management, 1,221 clients and 17 advisers across 9 offices, as of its October 2026 filing.
- Plan Group Financial, Inc.Current– present · 1 yearOklahoma City, OK · Adviser representative · Firm CRD 116508
Investment adviser representative registrations
Luke Stein is registered as an investment adviser representative in Oklahoma, since October 2025.
- OklahomaSince 13 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 October 2025 |
| SIE | Securities Industry Essentials Examination | 28 March 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Luke Alexander Stein
- CRD
- 8160142
- Firm
- Plan Group Financial · CRD 116508
- Office
- 101 N.E. 82ND STREET, SUITE 200, Oklahoma City, OK 73114
- Registration
- Investment adviser registration
- In the industry since
- October 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Luke Stein work?
Luke Stein is an investment adviser representative registered through Plan Group Financial, Inc. since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Luke Stein a financial advisor?
Yes. Luke Stein has a current investment-adviser registration in Oklahoma, through Plan Group Financial since October 2025.
How many years of experience does Luke Stein have?
Luke Stein has 1 year in the financial industry, since October 2025, across 1 adviser firm.
What exams has Luke Stein passed?
Luke Stein has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in March 2025.
Where is Luke Stein based?
Luke Stein’s registered office is in Oklahoma City, OK.
Is Luke Stein registered with FINRA?
No. Luke Stein has no current broker registration.
How can I verify Luke Stein’s record?
Search CRD 8160142 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Luke Stein’s full registration record.