Luann Driscoll has been an investment adviser representative at MCW Financial since November 2011, and is not listed among the firm’s executive officers or direct owners. Luann Driscoll studied at John Carroll University.
MCW Financial, Inc. is a Crescent Springs, KY firm with $161M under management, 259 clients and 3 advisers in one office, as of its March 2026 filing.
LuAnn Driscoll is Investment Advisor of Research & Portfolio Management. She has 34 years of experience in investment management and financial services. She specializes in portfolio analysis and asset allocation, as well as fundamental and technical research for stocks and mutual funds.
Luann Driscoll’s longest registration is the current one, 14 years at MCW Financial since 2011. Before joining MCW Financial in 2011, Luann Driscoll was registered through Cantella & Co., Inc. and Raymond James Financial Services Advisors, Inc.
- – present · 14 yearsCrescent Springs, KY · Adviser representative · Firm CRD 157609
- Cantella & Co., Inc.– · 2 yearsCrescent Springs, KY · Adviser representative · Firm CRD 13905
- Raymond James Financial Services Advisors, Inc– · under a yearSaint Petersburg, FL · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 6 yearsCrescent Springs, KY · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Luann Driscoll is registered as an investment adviser representative in 2 states. Each was approved in November 2011.
- KentuckySince 25 November 2011
- OhioSince 21 November 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 4 December 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 September 1997 |
| Series 7 | General Securities Representative Examination | 28 July 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2104222
- Firm
- MCW Financial · CRD 157609
- Office
- 634 BUTTERMILK PIKE, Crescent Springs, KY 41017-1302
- Registration
- Investment adviser registration
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rpmadvisory.com
Where does Luann Driscoll work?
Luann Driscoll is an investment adviser representative registered through MCW Financial, Inc. since November 2011, and is not listed among the firm’s executive officers or direct owners.
Is Luann Driscoll a financial advisor?
Yes. Luann Driscoll has a current investment-adviser registration in Kentucky and Ohio, through MCW Financial since November 2011.
How many years of experience does Luann Driscoll have?
Luann Driscoll has 29 years in the financial industry, since July 1997, across 4 adviser firms.
What exams has Luann Driscoll passed?
Luann Driscoll has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1997. FINRA credited Luann Driscoll with the SIE, which began in October 2018.
Where did Luann Driscoll work before MCW Financial?
Before MCW Financial, Luann Driscoll was registered through Raymond James Financial Services Advisors, Inc, January 2009 to April 2009; Raymond James Financial Services, June 2002 to January 2009.
Where is Luann Driscoll based?
Luann Driscoll’s registered office is in Crescent Springs, KY.
Is Luann Driscoll registered with FINRA?
No. Luann Driscoll has no current broker registration.
How can I verify Luann Driscoll’s record?
Search CRD 2104222 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Luann Driscoll’s full registration record.